Data / Form D filings / UPTAKE MEDICAL CORP
UPTAKE MEDICAL CORP: Form D filings
UPTAKE MEDICAL CORP, a biotechnology company in Tustin, CA, filed 10 Form D notices with the SEC between 2009 and 2016. The latest, on January 5, 2016, reports $2.4 million sold of a $3.5 million offering to 25 investors.
Find out what UPTAKE MEDICAL CORP does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 1173 Warner Avenue, Tustin, CA, 92780
- Phone
- (949) 440-1800
- Industry
- Biotechnology
- Entity type
- Corporation
- Incorporated in
- Delaware
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1316760
The full lists. Form D filings in California: 5,891 rows, $138.91, or the new rows each week for $19 a month. Form D filings in Biotechnology: 1,568 rows, $78.40, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Jan 5, 2016 | Amendment | $3,500,000 | $2,396,389 | $1,103,611 | 25 | Nov 24, 2015 | sec.gov |
| Dec 2, 2015 | New notice | $3,500,000 | $1,928,783 | $1,571,217 | 9 | Nov 24, 2015 | sec.gov |
| Mar 13, 2012 | Amendment | $41,665,443 | $40,259,226 | $1,406,217 | 38 | Dec 15, 2011 | sec.gov |
| Dec 27, 2011 | New notice | $41,665,443 | $35,101,217 | $6,564,226 | 37 | Dec 15, 2011 | sec.gov |
| Jul 13, 2011 | New notice | $4,920,616 | $4,920,616 | $0 | 35 | Jun 30, 2011 | sec.gov |
| Aug 25, 2010 | Amendment | $16,892,420 | $16,892,420 | $0 | 38 | Aug 31, 2009 | sec.gov |
| Jun 2, 2010 | New notice | $600,600 | $600,600 | $0 | 6 | May 28, 2010 | sec.gov |
| Oct 8, 2009 | Amendment | $13,363,514 | $4,582,208 | $8,781,306 | 33 | Aug 31, 2009 | sec.gov |
| Sep 11, 2009 | New notice | $13,363,515 | $3,359,505 | $10,004,010 | 6 | Aug 31, 2009 | sec.gov |
| May 20, 2009 | Amendment | $3,136,333 | $3,136,333 | $0 | 31 | Dec 22, 2008 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Carl King Simpson | Director | |
| David King Singer | Director | |
| Krista King Mann | Executive Officer | |
| Geoff King Brooke | Director | |
| Robert King Kuhling | Director | |
| R. King Nelson | Executive Officer, Director | |
| Sami King Sindi | Director |
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- Rakuten Medical, Inc. $9 million · Oct 6, 2026
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- Altay Therapeutics, Inc. $15.7 million · Oct 2, 2026
- Sialia Therapeutics, Inc. $1.5 million · Sep 29, 2026
- Vetmab Biosciences, Inc. $11.4 million · Sep 29, 2026
Every Form D from the week of Jan 4, 2016 · All recent filings in California · All recent Biotechnology filings
Read from SEC EDGAR. Amount sold is what UPTAKE MEDICAL CORP reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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