Data / Form D filings / Upstart Network Trust
Upstart Network Trust: Form D filings
Upstart Network Trust, a financial services company in San Carlos, CA, filed 7 Form D notices with the SEC between 2014 and 2018. The latest, on July 25, 2018, reports $99.5 million sold of a $150 million offering to 2,296 investors.
Find out what Upstart Network Trust does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 2 Circle Star Way, San Carlos, CA, 94070
- Phone
- (650) 204-1000
- Industry
- Other Banking and Financial Services
- Entity type
- Business Trust
- Incorporated in
- Delaware
- Year incorporated
- 2014
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1603220
The full lists. Form D filings in California: 5,891 rows, $138.91, or the new rows each week for $19 a month. Form D filings in Other Banking and Financial Services: 1,280 rows, $64, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, street, city, state, ZIP and 4 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Jul 25, 2018 | Amendment | $150,000,000 | $99,487,200 | $50,512,800 | 2296 | May 7, 2014 | sec.gov |
| Mar 17, 2017 | Amendment | $100,000,000 | $44,463,400 | $55,536,600 | 1062 | May 7, 2014 | sec.gov |
| Mar 21, 2016 | Amendment | $50,000,000 | $24,304,400 | $25,695,600 | 715 | May 7, 2014 | sec.gov |
| Aug 20, 2015 | Amendment | $50,000,000 | $17,774,600 | $32,225,400 | 504 | May 7, 2014 | sec.gov |
| Aug 21, 2014 | Amendment | $50,000,000 | $7,497,000 | $42,503,000 | 152 | May 7, 2014 | sec.gov |
| May 23, 2014 | New notice | $5,000,000 | $32,400 | $4,967,600 | 31 | May 7, 2014 | sec.gov |
| Mar 20, 2014 | New notice | $5,000,000 | $100,300 | $4,899,700 | 44 | Mar 4, 2014 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| David Joseph Girouard | Executive Officer, Director, Promoter | |
| Sanjay Joseph Datta | Executive Officer | |
| Alison Fiona Nicoll | Executive Officer |
Other financial services companies in California that filed recently
- Water & Power Community Credit Union $8 million · Oct 27, 2026
- Hourglass Finance LLC $3 million · Oct 21, 2026
- TORYQAN Global, Inc $100,000 · Oct 19, 2026
- PFDPRO MANAGEMENT FUND, LLC $28.4 million · Oct 9, 2026
- Remnant Financial Foundation, Inc. $2 million · Oct 7, 2026
- PFD Management Fund 1002, LLC $4.7 million · Oct 7, 2026
Every Form D from the week of Jul 23, 2018 · All recent filings in California · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what Upstart Network Trust reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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