Data / Form D filings / SPROTT INC.
SPROTT INC.: Form D filings
SPROTT INC., a financial services company in Toronto, Ontario, Canada, filed 5 Form D notices with the SEC between 2013 and 2017. The latest, on March 7, 2017, reports $25 million sold of an offering with no set size to 2 investors.
Find out what SPROTT INC. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- ROYAL BANK PLAZA, SOUTH TOWER, 200 BAY STREET, SUITE 2700, Toronto, Ontario, Canada, M5J 2
- Phone
- (416) 943-4065
- Industry
- Other Banking and Financial Services
- Entity type
- Corporation
- Incorporated in
- Ontario, Canada
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1512920
The full lists. Form D filings in Other Banking and Financial Services: 1,280 rows, $64, or the new rows each week for $19 a month. Form D filings: 44,302 rows, $523.02, or the new rows each week for $92.05 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Mar 7, 2017 | Amendment | Indefinite | $25,000,001 | Indefinite | 2 | Mar 7, 2013 | sec.gov |
| Mar 7, 2016 | Amendment | Indefinite | $25,000,001 | Indefinite | 2 | Mar 7, 2013 | sec.gov |
| Mar 5, 2015 | Amendment | Indefinite | $25,000,001 | Indefinite | 2 | Mar 7, 2013 | sec.gov |
| Mar 5, 2014 | Amendment | Indefinite | $25,000,001 | Indefinite | 2 | Mar 7, 2013 | sec.gov |
| Mar 20, 2013 | New notice | Indefinite | $25,000,001 | Indefinite | 2 | Mar 7, 2013 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Marc S. Faber | Director | |
| Peter S. Grosskopf | Director | |
| Rosemary Richards Zigrossi | Director | |
| Eric S. Sprott | Director | |
| James S. Roddy | Director | |
| -- Richards Sprott Asset Management, LP | Executive Officer, Promoter | |
| Arthur Richards Rule, IV | Director | |
| Sharon Richards Ranson | Director | |
| Ron Richards Dewhurst | Director | |
| Jack S. Lee | Director |
Every Form D from the week of Mar 6, 2017 · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what SPROTT INC. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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