Data / Form D filings / SmartFlow Technologies, Inc.
SmartFlow Technologies, Inc.: Form D filings
SmartFlow Technologies, Inc., a biotechnology company in Apex, NC, filed 5 Form D notices with the SEC between 2009 and 2011. The latest, on August 11, 2011, reports $600,000 sold of a $600,000 offering to 1 investor.
Find out what SmartFlow Technologies, Inc. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 1000 GOODWORTH DRIVE, Apex, NC, 27502
- Phone
- (919) 387-8460
- Industry
- Biotechnology
- Entity type
- Corporation
- Incorporated in
- Delaware
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506
- SEC identifier (CIK)
- 1334620
The full lists. Form D filings in North Carolina: 984 rows, $49.20, or the new rows each week for $19 a month. Form D filings in Biotechnology: 1,568 rows, $78.40, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Aug 11, 2011 | New notice | $600,000 | $600,000 | $0 | 1 | Apr 11, 2011 | sec.gov |
| Aug 11, 2011 | Amendment | $800,000 | $800,000 | $0 | 1 | Jul 13, 2010 | sec.gov |
| Jul 26, 2010 | New notice | $625,000 | $175,000 | $450,000 | 1 | Jul 13, 2010 | sec.gov |
| Dec 3, 2009 | New notice | $5,625,002 | $4,373,434 | $1,251,568 | 1 | Nov 3, 2009 | sec.gov |
| Nov 25, 2009 | Amendment | $2,500,000 | $2,500,000 | $0 | 1 | Dec 28, 2007 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Kenneth A. Graham | Director | |
| Jamie M. Grooms | Director | |
| Walter P. Maner | Director | |
| Kim A. Davis | Executive Officer, Director | |
| Michael B. Morrissey | Director |
Other biotechnology companies in North Carolina that filed recently
- Toggle Bio $200,000 · Oct 6, 2026
- Swift Cardiovascular, Inc. $810,000 · Sep 24, 2026
- Aclarity Genomics, Inc. $4.6 million · Sep 2, 2026
- Aer Therapeutics, Inc. $3 million · Aug 19, 2026
Every Form D from the week of Aug 8, 2011 · All recent filings in North Carolina · All recent Biotechnology filings
Read from SEC EDGAR. Amount sold is what SmartFlow Technologies, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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