Data / Form D filings / Small Exchange, Inc.
Small Exchange, Inc.: Form D filings
Small Exchange, Inc., a financial services company in Chicago, IL, filed 4 Form D notices with the SEC between 2019 and 2021. The latest, on November 19, 2021, reports $5 million sold of a $11 million offering to 8 investors.
Find out what Small Exchange, Inc. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 327 N. ABERDEEN ST., Chicago, IL, 60607
- Phone
- (312) 274-1072
- Industry
- Other Banking and Financial Services
- Entity type
- Corporation
- Incorporated in
- Delaware
- Year incorporated
- 2017
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1776981
The full lists. Form D filings in Illinois: 1,511 rows, $75.55, or the new rows each week for $19 a month. Form D filings in Other Banking and Financial Services: 1,280 rows, $64, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, street, city, state, ZIP and 4 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Nov 19, 2021 | New notice | $11,000,009 | $5,000,007 | $6,000,002 | 8 | Nov 12, 2021 | sec.gov |
| Jan 11, 2021 | New notice | $5,092,693 | $5,092,693 | $0 | 7 | Dec 28, 2020 | sec.gov |
| Jun 15, 2020 | New notice | $4,000,000 | $4,000,000 | $0 | 2 | Jun 1, 2020 | sec.gov |
| May 16, 2019 | New notice | $10,000,000 | $10,000,000 | $0 | 3 | May 2, 2019 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Tom Sosnoff | Director | |
| Donald Roberts | Executive Officer | |
| Patrick J. Kenny | Director | |
| George Ruhana | Director | |
| Kristine Ross | Director | |
| Matthew Gelber | Director | |
| Matt Hellmuth | Executive Officer | |
| Joseph J. Marinaro | Director |
Other financial services companies in Illinois that filed recently
- Bottleneck Specialty Finance LLC $6 million · Nov 3, 2026
- Redstart Holdings Inc. $2.5 million · Oct 14, 2026
- Galaxy Plus Fund LLC - Westbeck Energy Opportunity Feeder Fund (598) $12.5 million · Oct 6, 2026
- Fintech Franchise Network Corp $250,000 · Sep 16, 2026
Every Form D from the week of Nov 15, 2021 · All recent filings in Illinois · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what Small Exchange, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
$10 of credit on sign-up, no card.