Data / Form D filings / SMA Associates LLC
SMA Associates LLC: Form D filing
SMA Associates LLC, an investing company in Old Greenwich, CT, filed a Form D with the SEC in 2015. The latest, on July 23, 2015, reports $4.7 million sold of a $4.7 million offering to 101 investors.
Find out what SMA Associates LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 1700 EAST PUTNAM AVENUE, 3RD FLOOR, Old Greenwich, CT, 06870
- Phone
- (561) 799-5573
- Industry
- Investing
- Entity type
- Limited Liability Company
- Incorporated in
- Delaware
- Year incorporated
- 2015
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1638781
The full lists. Form D filings in Connecticut: 428 rows, $21.40, or the new rows each week for $19 a month. Form D filings in Investing: 1,820 rows, $91, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, street, city, state, ZIP and 4 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Jul 23, 2015 | New notice | $4,718,972 | $4,718,972 | $0 | 101 | Jul 14, 2015 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Joseph Whelihan | Executive Officer, Director |
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Every Form D from the week of Jul 20, 2015 · All recent filings in Connecticut · All recent Investing filings
Read from SEC EDGAR. Amount sold is what SMA Associates LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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