Data / Form D filings / SimpleFi
SimpleFi: Form D filings
SimpleFi, a financial services company in Palo Alto, CA, filed 4 Form D notices with the SEC between 2013 and 2015. The latest, on February 9, 2015, reports $2.5 million sold of a $3 million offering to 3 investors.
Find out what SimpleFi does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 445 Sherman Avenue, SUITE N, Palo Alto, CA, 94306
- Phone
- (650) 521-5624
- Industry
- Other Banking and Financial Services
- Entity type
- Corporation
- Incorporated in
- California
- Year incorporated
- 2012
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1587635
The full lists. Form D filings in California: 5,891 rows, $138.91, or the new rows each week for $19 a month. Form D filings in Other Banking and Financial Services: 1,280 rows, $64, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, street, city, state, ZIP and 4 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Feb 9, 2015 | New notice | $3,000,000 | $2,500,000 | $500,000 | 3 | Jan 31, 2015 | sec.gov |
| Apr 22, 2014 | New notice | $5,000,000 | $4,000,000 | $1,000,000 | 2 | Mar 27, 2014 | sec.gov |
| Oct 9, 2013 | Amendment | $1,000,000 | $900,000 | $100,000 | 4 | Sep 23, 2013 | sec.gov |
| Oct 8, 2013 | New notice | $1,000,000 | $900,000 | $100,000 | 4 | Sep 23, 2013 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Dino Setiawan | Executive Officer, Director, Promoter | |
| Adam Jeremy Potter | Executive Officer, Director |
Other financial services companies in California that filed recently
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- TORYQAN Global, Inc $100,000 · Oct 19, 2026
- PFDPRO MANAGEMENT FUND, LLC $28.4 million · Oct 9, 2026
- Remnant Financial Foundation, Inc. $2 million · Oct 7, 2026
- PFD Management Fund 1002, LLC $4.7 million · Oct 7, 2026
Every Form D from the week of Feb 9, 2015 · All recent filings in California · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what SimpleFi reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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