Data / Form D filings / ROCKY MOUNTAIN CAPITAL
ROCKY MOUNTAIN CAPITAL: Form D filings
ROCKY MOUNTAIN CAPITAL, a financial services company in Rock Springs, WY, filed 2 Form D notices with the SEC between 2009 and 2010. The latest, on February 10, 2010, reports $9.2 million sold of a $9.2 million offering to 20 investors.
Find out what ROCKY MOUNTAIN CAPITAL does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 2515 Foothill Boulevard, Rock Springs, WY, 82901
- Phone
- (307) 732-2265
- Industry
- Other Banking and Financial Services
- Entity type
- Corporation
- Incorporated in
- Wyoming
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506
- SEC identifier (CIK)
- 1336925
The full lists. Form D filings in Wyoming: 454 rows, $22.70, or the new rows each week for $19 a month. Form D filings in Other Banking and Financial Services: 1,280 rows, $64, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Feb 10, 2010 | Amendment | $9,232,730 | $9,232,730 | $0 | 20 | Jun 12, 2009 | sec.gov |
| Jun 23, 2009 | New notice | $3,100,000 | $2,838,980 | $261,020 | 11 | Jun 12, 2009 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Kevin Wilson | Director | |
| Mark Heineken | Executive Officer | |
| Michael Rubenstein | Executive Officer | |
| Clayton Andrews | Director | |
| Mark Hendrickson | Executive Officer, Director | |
| Joseph Martinez | Executive Officer | |
| Marc Wolpow | Director | |
| Coleman Andrews | Executive Officer, Director | |
| Tina Martinez | Executive Officer |
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Every Form D from the week of Feb 8, 2010 · All recent filings in Wyoming · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what ROCKY MOUNTAIN CAPITAL reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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