Data / Form D filings / RCS CAPITAL MANAGEMENT, LLC
RCS CAPITAL MANAGEMENT, LLC: Form D filings
RCS CAPITAL MANAGEMENT, LLC, a financial services company in New York, NY, filed 2 Form D notices with the SEC in 2014. The latest, on November 19, 2014, reports $15.3 million sold of a $15.3 million offering to 5 investors.
Find out what RCS CAPITAL MANAGEMENT, LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 405 PARK AVENUE, 14th Floor, New York, NY, 10022
- Phone
- (866) 904-2988
- Industry
- Other Banking and Financial Services
- Entity type
- Limited Liability Company
- Incorporated in
- Delaware
- Year incorporated
- 2013
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1607986
The full lists. Form D filings in New York: 4,357 rows, $123.57, or the new rows each week for $19 a month. Form D filings in Other Banking and Financial Services: 1,280 rows, $64, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, street, city, state, ZIP and 4 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Nov 19, 2014 | Amendment | $15,300,000 | $15,300,000 | $0 | 5 | Apr 29, 2014 | sec.gov |
| May 21, 2014 | New notice | $15,300,000 | $15,300,000 | $0 | 5 | Apr 29, 2014 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Brian D. Jones | Executive Officer | |
| Nicholas S Schorsch | Executive Officer, Promoter | |
| Brian S Block | Promoter | |
| Peter M Budko | Executive Officer, Promoter | |
| William M Kahane | Executive Officer, Promoter | |
| Edward Michael Weil, Jr. | Executive Officer, Promoter |
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Every Form D from the week of Nov 17, 2014 · All recent filings in New York · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what RCS CAPITAL MANAGEMENT, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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