Data / Form D filings / RCS Capital Corp
RCS Capital Corp: Form D filings
RCS Capital Corp, a financial services company in New York, NY, filed 13 Form D notices with the SEC between 2014 and 2015. The latest, on August 31, 2015, reports $37.5 million sold of a $37.5 million offering to 4 investors.
Find out what RCS Capital Corp does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 405 PARK AVENUE, New York, NY, 10022
- Phone
- (866) 904-2988
- Industry
- Other Banking and Financial Services
- Entity type
- Corporation
- Incorporated in
- Delaware
- Year incorporated
- 2012
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1568832
The full lists. Form D filings in New York: 4,357 rows, $123.57, or the new rows each week for $19 a month. Form D filings in Other Banking and Financial Services: 1,280 rows, $64, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, street, city, state, ZIP and 4 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Aug 31, 2015 | New notice | $37,500,000 | $37,500,000 | $0 | 4 | Aug 19, 2015 | sec.gov |
| Aug 31, 2015 | New notice | $16,701,225 | $16,701,225 | $0 | 1 | Aug 20, 2015 | sec.gov |
| Aug 26, 2015 | New notice | $32,250,007 | $32,250,007 | $0 | 14 | Aug 13, 2015 | sec.gov |
| Mar 30, 2015 | New notice | $6,346,510 | $6,346,510 | $0 | 4 | Mar 18, 2015 | sec.gov |
| Mar 23, 2015 | New notice | $26,774,456 | $26,774,456 | $0 | 97 | Mar 11, 2015 | sec.gov |
| Jan 23, 2015 | Amendment | $1,450,000 | $1,450,000 | $0 | 1 | Jul 17, 2014 | sec.gov |
| Jan 23, 2015 | Amendment | $15,650,000 | $4,860,000 | $10,790,000 | 3 | Jun 12, 2014 | sec.gov |
| Jan 23, 2015 | Amendment | $10,000,000 | $10,000,000 | $0 | 2 | Aug 29, 2014 | sec.gov |
| Oct 8, 2014 | New notice | $10,000,000 | $10,000,000 | $0 | 2 | Aug 29, 2014 | sec.gov |
| Jul 30, 2014 | New notice | $1,450,000 | $1,450,000 | $0 | 1 | Jul 17, 2014 | sec.gov |
| Jun 30, 2014 | New notice | $15,650,000 | $4,860,000 | $10,790,000 | 3 | Jun 12, 2014 | sec.gov |
| Jun 16, 2014 | New notice | $50,000,004 | $50,000,004 | $0 | 5 | Apr 29, 2014 | sec.gov |
| May 13, 2014 | New notice | $390,000,000 | $390,000,000 | $0 | 5 | Apr 29, 2014 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Mark H. Auerbach | Director | |
| Brian D. Jones | Executive Officer | |
| Howell D. Wood | Director | |
| John H. Grady | Executive Officer | |
| Edward M. Weil, Jr. | Executive Officer, Director | |
| C. Thomas McMillen | Director | |
| Marc D. Rowan | Director | |
| Jeffrey J. Brown | Director | |
| Anthony D. Civale | Director |
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Every Form D from the week of Aug 31, 2015 · All recent filings in New York · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what RCS Capital Corp reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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