Data / Form D filings / PWAM Advisor Partners, LLC
PWAM Advisor Partners, LLC: Form D filing
PWAM Advisor Partners, LLC, a financial services company in Cedar Rapids, IA, filed a Form D with the SEC in 2021. The latest, on September 15, 2021, reports $69,647 sold of a $100,000 offering to 9 investors.
Find out what PWAM Advisor Partners, LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 411 6TH AVENUE SE, STE. 360, Cedar Rapids, IA, 52401
- Phone
- (319) 308-6600
- Industry
- Other Banking and Financial Services
- Entity type
- Limited Liability Company
- Incorporated in
- Delaware
- Year incorporated
- 2021
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1883033
The full lists. Form D filings in Iowa: 206 rows, $10.30, or the new rows each week for $19 a month. Form D filings in Other Banking and Financial Services: 1,280 rows, $64, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, street, city, state, ZIP and 4 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Sep 15, 2021 | New notice | $100,000 | $69,647 | $30,353 | 9 | Sep 3, 2021 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Maxwell T. Smith | Executive Officer, Director | |
| Timothy H. Kneen | Executive Officer, Director, Promoter | |
| Jeffrey H. Shipley | Executive Officer, Director, Promoter |
Other financial services companies in Iowa that filed recently
- Growers Edge Financial, Inc. $9.6 million · Oct 8, 2026
- FSB Financial Services, Inc. $9.9 million · Sep 8, 2026
Every Form D from the week of Sep 13, 2021 · All recent filings in Iowa · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what PWAM Advisor Partners, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
$10 of credit on sign-up, no card.