Data / Form D filings / PUMA BIOTECHNOLOGY, INC.
PUMA BIOTECHNOLOGY, INC.: Form D filings
PUMA BIOTECHNOLOGY, INC., a biotechnology company in Los Angeles, CA, filed 3 Form D notices with the SEC in 2011. The latest, on October 12, 2011, reports $55 million sold of a $55 million offering to 27 investors.
Find out what PUMA BIOTECHNOLOGY, INC. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 10940 WILSHIRE BLVD., SUITE 600, Los Angeles, CA, 90024
- Phone
- (310) 443-4150
- Industry
- Biotechnology
- Entity type
- Corporation
- Incorporated in
- Delaware
- Year incorporated
- 2010
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506
- SEC identifier (CIK)
- 1531754
The full lists. Form D filings in California: 5,891 rows, $138.91, or the new rows each week for $19 a month. Form D filings in Biotechnology: 1,568 rows, $78.40, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, street, city, state, ZIP and 4 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Oct 12, 2011 | Amendment | $55,000,249 | $55,000,249 | $0 | 27 | Oct 4, 2011 | sec.gov |
| Oct 4, 2011 | Amendment | $55,000,249 | $55,000,249 | $0 | 14 | Oct 4, 2011 | sec.gov |
| Oct 4, 2011 | New notice | $55,000,249 | $55,000,249 | $0 | 14 | Oct 4, 2011 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Charles R. Eyler | Executive Officer | |
| Alan H. Auerbach | Executive Officer, Director | |
| Thomas R. Malley | Director |
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Every Form D from the week of Oct 10, 2011 · All recent filings in California · All recent Biotechnology filings
Read from SEC EDGAR. Amount sold is what PUMA BIOTECHNOLOGY, INC. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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