Data / Form D filings / PT Financial LLC
PT Financial LLC: Form D filings
PT Financial LLC, a financial services company in Chicago, IL, filed 2 Form D notices with the SEC between 2011 and 2013. The latest, on July 3, 2013, reports $8.4 million sold of a $8.4 million offering to 15 investors.
Find out what PT Financial LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 500 West Madison Street, STE 450, Chicago, IL, 60661
- Phone
- (312) 521-1000
- Industry
- Other Banking and Financial Services
- Entity type
- Limited Liability Company
- Incorporated in
- Illinois
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506
- SEC identifier (CIK)
- 1387280
The full lists. Form D filings in Illinois: 1,511 rows, $75.55, or the new rows each week for $19 a month. Form D filings in Other Banking and Financial Services: 1,280 rows, $64, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Jul 3, 2013 | New notice | $8,437,500 | $8,437,500 | $0 | 15 | Jun 21, 2013 | sec.gov |
| Dec 15, 2011 | New notice | $13,688,889 | $13,688,889 | $0 | 18 | Dec 1, 2011 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Philip Mark Nussbaum | Executive Officer, Director | |
| James Mark Lorentsen | Executive Officer | |
| Richard Scott Berg | Executive Officer, Director | |
| Jason Alan Elder | Director |
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Every Form D from the week of Jul 1, 2013 · All recent filings in Illinois · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what PT Financial LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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