Data / Form D filings / OBALON THERAPEUTICS INC
OBALON THERAPEUTICS INC: Form D filings
OBALON THERAPEUTICS INC, a biotechnology company in Carlsbad, CA, filed 5 Form D notices with the SEC between 2012 and 2018. The latest, on August 29, 2018, reports $10 million sold of a $10 million offering to 21 investors.
Find out what OBALON THERAPEUTICS INC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 5421 Avenida Encinas, Suite F, Carlsbad, CA, 92008
- Phone
- (760) 795-6558
- Industry
- Biotechnology
- Entity type
- Corporation
- Incorporated in
- Delaware
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1427570
The full lists. Form D filings in California: 5,891 rows, $138.91, or the new rows each week for $19 a month. Form D filings in Biotechnology: 1,568 rows, $78.40, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Aug 29, 2018 | New notice | $10,000,000 | $10,000,000 | $0 | 21 | Aug 23, 2018 | sec.gov |
| Oct 2, 2014 | New notice | $30,000,005 | $15,899,998 | $14,100,007 | 5 | Aug 28, 2014 | sec.gov |
| Dec 19, 2012 | New notice | $5,000,000 | $5,000,000 | $0 | 1 | Dec 14, 2012 | sec.gov |
| May 17, 2012 | New notice | $16,525,000 | $16,523,014 | $1,986 | 3 | May 4, 2012 | sec.gov |
| Mar 26, 2012 | New notice | $1,500,000 | $1,500,000 | $0 | 2 | Feb 24, 2012 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Les J. Howe | Director | |
| Mark J. Brister | Executive Officer | |
| Kelly J. Huang, Ph.D. | Executive Officer | |
| Douglas J. Fisher | Director | |
| David J. Moatazedi | Director | |
| Raymond J. Dittamore | Director | |
| Sharon J. Stevenson, DVM Ph.D. | Director | |
| Kim J. Kamdar, Ph.D. | Director | |
| William J. Plovanic | Executive Officer | |
| Andrew Rasdal | Executive Officer, Director |
Other biotechnology companies in California that filed recently
- CARI Health, Inc. $280,000 · Nov 6, 2026
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- Trellis Bioscience, Inc. $9.1 million · Oct 29, 2026
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- Theravie Pharma, Inc. $750,000 · Oct 19, 2026
- Adela, Inc. $12 million · Oct 19, 2026
- Estuary Biotherapeutics, Inc. $40.7 million · Oct 16, 2026
- Renue Life Sciences, Inc. $250,000 · Oct 14, 2026
- Tempest Therapeutics, Inc. $7.5 million · Oct 14, 2026
- Lionheart Health, Inc. $387,500 · Oct 7, 2026
- Rakuten Medical, Inc. $9 million · Oct 6, 2026
- Zonaliz, Inc. $2.5 million · Oct 5, 2026
- Altay Therapeutics, Inc. $15.7 million · Oct 2, 2026
- Sialia Therapeutics, Inc. $1.5 million · Sep 29, 2026
- Vetmab Biosciences, Inc. $11.4 million · Sep 29, 2026
Every Form D from the week of Aug 27, 2018 · All recent filings in California · All recent Biotechnology filings
Read from SEC EDGAR. Amount sold is what OBALON THERAPEUTICS INC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
$10 of credit on sign-up, no card.