Data / Form D filings / NYPPEX HOLDINGS, LLC
NYPPEX HOLDINGS, LLC: Form D filings
NYPPEX HOLDINGS, LLC, a financial services company in Rye Brook, NY, filed 4 Form D notices with the SEC between 2009 and 2010. The latest, on September 29, 2010, reports $513,000 sold of an offering with no set size to 10 investors.
Find out what NYPPEX HOLDINGS, LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 800 Westchester Avenue, Rye Brook, NY, 10573
- Phone
- (914) 305-2800
- Industry
- Other Banking and Financial Services
- Entity type
- Limited Liability Company
- Incorporated in
- Delaware
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506
- SEC identifier (CIK)
- 1300785
The full lists. Form D filings in New York: 4,357 rows, $123.57, or the new rows each week for $19 a month. Form D filings in Other Banking and Financial Services: 1,280 rows, $64, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Sep 29, 2010 | New notice | Indefinite | $513,000 | Indefinite | 10 | Sep 27, 2010 | sec.gov |
| Apr 6, 2010 | New notice | $501,000 | $501,000 | $0 | 10 | Nov 2, 2009 | sec.gov |
| Apr 5, 2010 | New notice | $5,000,000 | $313,948 | $4,686,052 | 8 | Feb 19, 2010 | sec.gov |
| May 5, 2009 | New notice | $4,000,000 | $992,414 | $3,007,586 | 25 | Apr 22, 2009 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Michael J. Portera | Executive Officer | |
| Dexter B. Blake III | Executive Officer | |
| Craig K. Blitz | Executive Officer | |
| Kevin T. Duffy, Jr. | Executive Officer | |
| Reinhardt J. Lange | Executive Officer | |
| Laurence G. Allen | Executive Officer | |
| Michael J. Schunk | Executive Officer |
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Every Form D from the week of Sep 27, 2010 · All recent filings in New York · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what NYPPEX HOLDINGS, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
$10 of credit on sign-up, no card.