Data / Form D filings / NWQ Partners, LLC
NWQ Partners, LLC: Form D filings
NWQ Partners, LLC, a financial services company in Chicago, IL, filed 2 Form D notices with the SEC between 2015 and 2017. The latest, on June 9, 2017, reports an offering of no set size with nothing sold yet to 19 investors.
Find out what NWQ Partners, LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
Company details from the filing
- Address
- 333 W. WACKER DR., Chicago, IL, 60606
- Phone
- (312) 917-7700
- Industry
- Other Banking and Financial Services
- Entity type
- Limited Liability Company
- Incorporated in
- Delaware
- Year incorporated
- 2015
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1661847
The full lists. Form D filings in Illinois: 1,511 rows, $75.55, or the new rows each week for $19 a month. Form D filings in Other Banking and Financial Services: 1,280 rows, $64, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, street, city, state, ZIP and 4 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Jun 9, 2017 | Amendment | Indefinite | $0 | Indefinite | 19 | Dec 17, 2015 | sec.gov |
| Dec 28, 2015 | New notice | Indefinite | $0 | Indefinite | 16 | Dec 17, 2015 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Phyllis G. Thomas | Executive Officer | |
| Jose G. Minaya | Director | |
| Jon D. Bosse | Executive Officer | |
| Scott E. Grace | Director | |
| Margo E. Cook | Director | |
| John E. Conlin | Executive Officer, Director | |
| n/a Nuveen NWQ Holdings, LLC | Promoter |
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Every Form D from the week of Jun 5, 2017 · All recent filings in Illinois · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what NWQ Partners, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
$10 of credit on sign-up, no card.