Data / Form D filings / New Cap Financial, LLC
New Cap Financial, LLC: Form D filing
New Cap Financial, LLC, an investing company in Quincy, MA, filed a Form D with the SEC in 2014. The latest, on May 5, 2014, reports $1.2 million sold of a $3 million offering to 3 investors.
Find out what New Cap Financial, LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- C/O FERNWOOD INVESTMENT MANAGEMENT, LLC, 400 CROWN COLONY DRIVE, SUITE 101, Quincy, MA, 02169
- Phone
- (802) 436-4300
- Industry
- Investing
- Entity type
- Limited Liability Company
- Incorporated in
- Delaware
- Year incorporated
- 2014
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b), Investment Company Act section 3(c), section 3(c)(1)
- SEC identifier (CIK)
- 1607193
The full lists. Form D filings in Massachusetts: 1,533 rows, $76.65, or the new rows each week for $19 a month. Form D filings in Investing: 1,820 rows, $91, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, street, city, state, ZIP and 4 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| May 5, 2014 | New notice | $3,000,000 | $1,200,000 | $1,800,000 | 3 | Apr 22, 2014 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Thomas Reilly | Director, Promoter | |
| Lawrence Rosenfeld | Promoter | |
| Thatcher Fields | Director, Promoter |
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Every Form D from the week of May 5, 2014 · All recent filings in Massachusetts · All recent Investing filings
Read from SEC EDGAR. Amount sold is what New Cap Financial, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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