Data / Form D filings / Harpeth Financial Services, LLC
Harpeth Financial Services, LLC: Form D filings
Harpeth Financial Services, LLC, a financial services company in Nashville, TN, filed 12 Form D notices with the SEC between 2010 and 2018. The latest, on September 11, 2018, reports $17 million sold of an offering with no set size to 31 investors.
Find out what Harpeth Financial Services, LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 100 OCEANSIDE DRIVE, Nashville, TN, 37204
- Phone
- (615) 341-5900
- Industry
- Other Banking and Financial Services
- Entity type
- Limited Liability Company
- Incorporated in
- Delaware
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1498276
The full lists. Form D filings in Tennessee: 543 rows, $27.15, or the new rows each week for $19 a month. Form D filings in Other Banking and Financial Services: 1,280 rows, $64, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Sep 11, 2018 | Amendment | Indefinite | $17,045,003 | Indefinite | 31 | Sep 9, 2015 | sec.gov |
| Sep 12, 2017 | Amendment | Indefinite | $5,825,002 | Indefinite | 17 | Sep 9, 2015 | sec.gov |
| Sep 12, 2016 | Amendment | $5,000,050 | $2,625,000 | $2,375,050 | 10 | Sep 9, 2015 | sec.gov |
| Sep 16, 2015 | New notice | $5,000,050 | $600,000 | $4,400,050 | 2 | Sep 9, 2015 | sec.gov |
| Aug 5, 2014 | Amendment | Indefinite | $2,500,000 | Indefinite | 9 | Aug 31, 2012 | sec.gov |
| Jul 21, 2014 | New notice | $8,000,093 | $4,000,047 | $4,000,046 | 1 | Jul 17, 2014 | sec.gov |
| Aug 8, 2013 | Amendment | Indefinite | $1,950,000 | Indefinite | 7 | Aug 31, 2012 | sec.gov |
| Sep 7, 2012 | New notice | Indefinite | $1,200,000 | Indefinite | 4 | Aug 31, 2012 | sec.gov |
| Oct 5, 2011 | New notice | Indefinite | $3,380,000 | Indefinite | 4 | Sep 27, 2011 | sec.gov |
| Jun 24, 2011 | New notice | Indefinite | $3,765,000 | Indefinite | 5 | Jun 10, 2011 | sec.gov |
| Jan 11, 2011 | New notice | Indefinite | $700,000 | Indefinite | 2 | Dec 31, 2010 | sec.gov |
| Sep 7, 2010 | New notice | $6,000,154 | $2,000,000 | $4,000,154 | 1 | Aug 23, 2010 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Michael Hodges | Executive Officer, Director | |
| Brent J. Gay | Executive Officer | |
| Scott J. Bojczuk | Executive Officer | |
| Tina Hodges | Executive Officer, Director |
Other financial services companies in Tennessee that filed recently
- AF HoldCo, LLC $71.3 million · Sep 25, 2026
Every Form D from the week of Sep 10, 2018 · All recent filings in Tennessee · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what Harpeth Financial Services, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
$10 of credit on sign-up, no card.