Data / Form D filings / GILMAN CIOCIA, INC.
GILMAN CIOCIA, INC.: Form D filings
GILMAN CIOCIA, INC., a financial services company in Poughkeepsie, NY, filed 13 Form D notices with the SEC between 2009 and 2013. The latest, on May 24, 2013, reports an offering of $1.8 million with nothing sold yet.
Find out what GILMAN CIOCIA, INC. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 11 RAYMOND AVENUE, Poughkeepsie, NY, 12603
- Phone
- (845) 485-5278
- Industry
- Other Banking and Financial Services
- Entity type
- Corporation
- Incorporated in
- Delaware
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506
- SEC identifier (CIK)
- 914142
The full lists. Form D filings in New York: 4,357 rows, $123.57, or the new rows each week for $19 a month. Form D filings in Other Banking and Financial Services: 1,280 rows, $64, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| May 24, 2013 | New notice | $1,800,000 | $0 | $1,800,000 | 0 | Yet to occur | sec.gov |
| Jul 31, 2012 | New notice | $1,500,000 | $0 | $1,500,000 | 0 | Yet to occur | sec.gov |
| May 2, 2012 | New notice | $1,800,000 | $0 | $1,800,000 | 0 | Yet to occur | sec.gov |
| Nov 15, 2011 | Amendment | $1,750,000 | $1,250,000 | $500,000 | 13 | Jun 13, 2011 | sec.gov |
| Jul 13, 2011 | Amendment | $1,250,000 | $900,000 | $350,000 | 9 | Yet to occur | sec.gov |
| Jun 10, 2011 | New notice | $900,000 | $0 | $900,000 | 0 | Yet to occur | sec.gov |
| Jan 25, 2011 | Amendment | $700,000 | $700,000 | $0 | 8 | Nov 16, 2010 | sec.gov |
| Dec 13, 2010 | Amendment | $600,000 | $600,000 | $0 | 7 | Nov 16, 2010 | sec.gov |
| Nov 8, 2010 | New notice | $500,000 | $0 | $500,000 | 0 | Yet to occur | sec.gov |
| Mar 29, 2010 | Amendment | $4,100,000 | $3,875,000 | $225,000 | 47 | Oct 30, 2008 | sec.gov |
| Feb 11, 2010 | Amendment | $4,100,000 | $3,783,000 | $317,000 | 42 | Oct 30, 2008 | sec.gov |
| Dec 16, 2009 | Amendment | $3,850,000 | $2,828,000 | $1,022,000 | 28 | Oct 30, 2008 | sec.gov |
| Sep 3, 2009 | Amendment | $2,600,000 | $1,785,000 | $815,000 | 14 | Oct 30, 2008 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Michael Ryan | Executive Officer, Director | |
| Edward Cohen | Director | |
| Allan Page | Director | |
| John Levy | Director | |
| Maureen Abbate | Executive Officer | |
| James Ciocia | Director | |
| Frederick Wasserman | Director | |
| Ted Finkelstein | Executive Officer |
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Every Form D from the week of May 20, 2013 · All recent filings in New York · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what GILMAN CIOCIA, INC. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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