Data / Form D filings / GAM Holding AG
GAM Holding AG: Form D filing
GAM Holding AG, a financial services company in New York, NY, filed a Form D with the SEC in 2016. The latest, on November 8, 2016, reports an offering of no set size with nothing sold yet to 9 investors.
Find out what GAM Holding AG does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- c/o GAM USA Inc, One Rockefeller Plaza, New York, NY, 10020
- Phone
- (212) 407-4600
- Industry
- Other Banking and Financial Services
- Entity type
- Corporation
- Incorporated in
- Switzerland
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1438848
The full lists. Form D filings in New York: 4,357 rows, $123.57, or the new rows each week for $19 a month. Form D filings in Other Banking and Financial Services: 1,280 rows, $64, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Nov 8, 2016 | New notice | Indefinite | $0 | Indefinite | 9 | Oct 26, 2016 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Larry S. Hatheway | Executive Officer | |
| Hugh A. Scott-Barrett | Director | |
| Ezra S. Field | Director | |
| Nancy A. Mistretta | Director | |
| Benjamin A. Meuli | Director | |
| Scott S. Sullivan | Executive Officer | |
| Diego A. du Monceau | Director | |
| Richard S. McNamara | Executive Officer | |
| Craig S. Wallis | Executive Officer | |
| Johannes A. de Gier | Director | |
| Tim S. Dana | Executive Officer | |
| Alexander S. Friedman | Executive Officer | |
| Martin S. Jufer | Executive Officer |
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Every Form D from the week of Nov 7, 2016 · All recent filings in New York · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what GAM Holding AG reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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