Data / Form D filings / FRANKLIN RESOURCES INC
FRANKLIN RESOURCES INC: Form D filings
FRANKLIN RESOURCES INC, an investing company in San Mateo, CA, filed 2 Form D notices with the SEC between 2011 and 2018. The latest, on May 1, 2018, reports $27.8 million sold of a $27.8 million offering to 1 investor.
Find out what FRANKLIN RESOURCES INC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- ONE FRANKLIN PARKWAY, BUILDING 920, San Mateo, CA, 94403
- Phone
- (650) 312-2000
- Industry
- Investing
- Entity type
- Corporation
- Incorporated in
- Delaware
- Revenue range
- Over $100,000,000
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 38777
The full lists. Form D filings in California: 5,891 rows, $138.91, or the new rows each week for $19 a month. Form D filings in Investing: 1,820 rows, $91, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| May 1, 2018 | New notice | $27,836,000 | $27,836,000 | $0 | 1 | May 1, 2018 | sec.gov |
| Jul 6, 2011 | New notice | $11,224,335 | $11,224,335 | $0 | 3 | Jul 5, 2011 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Geoffrey Y Yang | Director | |
| Jed A Plafker | Executive Officer | |
| Kenneth A Lewis | Executive Officer | |
| Rupert H Johnson | Executive Officer, Director | |
| Peter K Barker | Director | |
| Alok A Sethi | Executive Officer | |
| Chutta C Ratnathicam | Director | |
| Gregory E Johnson, Jr. | Executive Officer, Director | |
| Craig S Tyle | Executive Officer | |
| Seth C Waugh | Director | |
| Laura C Stein | Director | |
| Charles E Johnson | Director | |
| Jennifer M Johnson | Executive Officer | |
| Mark C Pigott | Director | |
| Mariann K Byerwalter | Director |
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Every Form D from the week of Apr 30, 2018 · All recent filings in California · All recent Investing filings
Read from SEC EDGAR. Amount sold is what FRANKLIN RESOURCES INC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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