Data / Form D filings / Focus Financial Partners LLC
Focus Financial Partners LLC: Form D filings
Focus Financial Partners LLC, a financial services company in New York, NY, filed 4 Form D notices with the SEC between 2009 and 2011. The latest, on January 28, 2011, reports $1.2 million sold of a $1.2 million offering to 1 investor.
Find out what Focus Financial Partners LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 909 3RD AVENUE, 12TH FLOOR, New York, NY, 10022
- Phone
- (646) 576-6581
- Industry
- Other Banking and Financial Services
- Entity type
- Limited Liability Company
- Incorporated in
- Delaware
- Revenue range
- Over $100,000,000
- Exemptions claimed
- Rule 506
- SEC identifier (CIK)
- 1351675
The full lists. Form D filings in New York: 4,357 rows, $123.57, or the new rows each week for $19 a month. Form D filings in Other Banking and Financial Services: 1,280 rows, $64, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Jan 28, 2011 | New notice | $1,247,400 | $1,247,400 | $0 | 1 | Dec 31, 2010 | sec.gov |
| Jan 7, 2010 | New notice | $2,804,412 | $2,804,412 | $0 | 4 | Dec 2, 2009 | sec.gov |
| Nov 20, 2009 | New notice | $50,000,000 | $50,000,000 | $0 | 14 | Nov 6, 2009 | sec.gov |
| Nov 18, 2009 | New notice | $4,490,997 | $4,490,997 | $0 | 1 | Nov 2, 2009 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Rajini Kodialam | Executive Officer | |
| Ruediger Adolf | Executive Officer, Director | |
| Kevin Mohan | Director | |
| James Shanahan | Executive Officer | |
| Christopher Dean | Director | |
| William Campbell | Director | |
| Alan Spoon | Director | |
| Bettina Eckerle | Executive Officer |
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Every Form D from the week of Jan 24, 2011 · All recent filings in New York · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what Focus Financial Partners LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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