Data / Form D filings / DUNCAN WILLIAMS INC
DUNCAN WILLIAMS INC: Form D filings
DUNCAN WILLIAMS INC, a financial services company in Memphis, TN, filed 7 Form D notices with the SEC between 2009 and 2016. The latest, on April 14, 2016, reports $44,345 sold of a $3.5 million offering to 2 investors.
Find out what DUNCAN WILLIAMS INC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 6750 POPLAR AVE, SUITE 300, Memphis, TN, 38138
- Phone
- (901) 260-6975
- Industry
- Other Banking and Financial Services
- Entity type
- Corporation
- Incorporated in
- Tennessee
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1431016
The full lists. Form D filings in Tennessee: 543 rows, $27.15, or the new rows each week for $19 a month. Form D filings in Other Banking and Financial Services: 1,280 rows, $64, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Apr 14, 2016 | New notice | $3,547,600 | $44,345 | $3,503,255 | 2 | Apr 1, 2016 | sec.gov |
| Mar 18, 2014 | New notice | $3,000,000 | $0 | $3,000,000 | 0 | Yet to occur | sec.gov |
| Mar 22, 2013 | New notice | $3,989,000 | $0 | $3,989,000 | 0 | Yet to occur | sec.gov |
| Mar 8, 2012 | New notice | $3,900,000 | $0 | $3,900,000 | 0 | Yet to occur | sec.gov |
| Mar 2, 2011 | New notice | $3,900,000 | $0 | $3,900,000 | 0 | Yet to occur | sec.gov |
| Mar 25, 2010 | New notice | $3,711,000 | $0 | $3,711,000 | 0 | Yet to occur | sec.gov |
| Mar 16, 2009 | New notice | $4,800,000 | $0 | $4,800,000 | 0 | Yet to occur | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Jim B. Pauline | Executive Officer | |
| John B. Schlifer | Executive Officer | |
| Jim B. Cherry | Executive Officer | |
| Donald B. Clanton | Executive Officer | |
| Donald A. Malmo | Executive Officer, Director | |
| Carolyn F. Williams | Director | |
| Frank B. Reid | Executive Officer | |
| Duncan F. Williams | Executive Officer, Director |
Other financial services companies in Tennessee that filed recently
- AF HoldCo, LLC $71.3 million · Sep 25, 2026
Every Form D from the week of Apr 11, 2016 · All recent filings in Tennessee · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what DUNCAN WILLIAMS INC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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