Data / Form D filings / DFN Partners, LLC
DFN Partners, LLC: Form D filings
DFN Partners, LLC, a financial services company in Clive, IA, filed 2 Form D notices with the SEC between 2009 and 2010. The latest, on November 29, 2010, reports $2.6 million sold of a $5.3 million offering to 30 investors.
Find out what DFN Partners, LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 13001 University Avenue, Clive, IA, 50325
- Phone
- (515) 273-1300
- Industry
- Other Banking and Financial Services
- Entity type
- Limited Liability Company
- Incorporated in
- Delaware
- Year incorporated
- 2006
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506
- SEC identifier (CIK)
- 1400273
The full lists. Form D filings in Iowa: 206 rows, $10.30, or the new rows each week for $19 a month. Form D filings in Other Banking and Financial Services: 1,280 rows, $64, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, street, city, state, ZIP and 4 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Nov 29, 2010 | Amendment | $5,250,000 | $2,595,000 | $2,655,000 | 30 | Jun 20, 2009 | sec.gov |
| May 28, 2009 | New notice | $5,250,000 | $0 | $5,250,000 | 0 | Yet to occur | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Karen G. Hallagin | Executive Officer | |
| Donald G. DeWaay | Executive Officer, Director, Promoter | |
| Arlen G. Dykhuis | Executive Officer |
Other financial services companies in Iowa that filed recently
- Growers Edge Financial, Inc. $9.6 million · Oct 8, 2026
- FSB Financial Services, Inc. $9.9 million · Sep 8, 2026
Every Form D from the week of Nov 29, 2010 · All recent filings in Iowa · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what DFN Partners, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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