Data / Form D filings / D.A.DAVIDSON COMPANIES
D.A.DAVIDSON COMPANIES: Form D filings
D.A.DAVIDSON COMPANIES, a financial services company in Great Falls, MT, filed 2 Form D notices with the SEC between 2013 and 2016. The latest, on April 26, 2016, reports $5.2 million sold of a $5.2 million offering to 13 investors.
Find out what D.A.DAVIDSON COMPANIES does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 8 Third Street North, Great Falls, MT, 59401
- Phone
- (406) 268-3056
- Industry
- Other Banking and Financial Services
- Entity type
- Corporation
- Incorporated in
- Montana
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1212566
The full lists. Form D filings in Montana: 99 rows, $5, or the new rows each week for $19 a month. Form D filings in Other Banking and Financial Services: 1,280 rows, $64, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Apr 26, 2016 | New notice | $5,211,197 | $5,211,197 | $0 | 13 | Apr 15, 2016 | sec.gov |
| Aug 19, 2013 | New notice | $16,350,000 | $16,350,000 | $0 | 38 | Aug 5, 2013 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| James M. Kerr | Executive Officer, Director | |
| Samuel Doyle | Director | |
| Richard H. Tschetter | Director | |
| Thomas M. Smith | Director | |
| Norman H. Swick | Director | |
| James W. Wolitarsky | Director | |
| Michael M. Purpura | Director | |
| Andrew Davidson | Director | |
| Douglas W. Woodcock | Director | |
| Timothy Austin | Executive Officer | |
| Lawrence M. Martinez | Executive Officer | |
| Thomas M. Nelson | Executive Officer | |
| Andrew Crowell | Director | |
| Susan Carstensen | Director | |
| William M. Johnstone | Director | |
| Chet M. Helck | Director |
Every Form D from the week of Apr 25, 2016 · All recent filings in Montana · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what D.A.DAVIDSON COMPANIES reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
$10 of credit on sign-up, no card.