Data / Form D filings / CONCORDE GROUP INC
CONCORDE GROUP INC: Form D filings
CONCORDE GROUP INC, a financial services company in New York, NY, filed 7 Form D notices with the SEC between 2010 and 2014. The latest, on November 17, 2014, reports $2.1 million sold of a $8.5 million offering to 41 investors.
Find out what CONCORDE GROUP INC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 426 BROOME STREET, New York, NY, 10013
- Phone
- (917) 338-7710
- Industry
- Other Banking and Financial Services
- Entity type
- Corporation
- Incorporated in
- Delaware
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1092809
The full lists. Form D filings in New York: 4,357 rows, $123.57, or the new rows each week for $19 a month. Form D filings in Other Banking and Financial Services: 1,280 rows, $64, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Nov 17, 2014 | Amendment | $8,500,000 | $2,119,000 | $6,381,000 | 41 | Apr 19, 2010 | sec.gov |
| Jul 1, 2014 | Amendment | $8,500,000 | $2,069,000 | $6,431,000 | 40 | Apr 19, 2010 | sec.gov |
| Mar 27, 2013 | Amendment | $3,543,638 | $580,638 | $2,963,000 | 17 | Apr 19, 2010 | sec.gov |
| Jul 21, 2011 | Amendment | $2,500,000 | $543,638 | $1,956,362 | 3 | Apr 19, 2010 | sec.gov |
| May 17, 2010 | Amendment | $2,500,000 | $197,000 | $2,303,000 | 3 | Apr 19, 2010 | sec.gov |
| May 7, 2010 | Amendment | $2,500,000 | $112,000 | $2,388,000 | 2 | Apr 19, 2010 | sec.gov |
| May 3, 2010 | New notice | $2,500,000 | $12,000 | $2,488,000 | 1 | Apr 19, 2010 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| ROBERT JEFFREY OWENS | Executive Officer, Director | |
| ROBERT MASAO FUJII | Executive Officer | |
| RICHARD JAMES KELLY | Executive Officer | |
| CRAIG ANTHONY ZABALA | Executive Officer, Director | |
| ERIC DAVID LIPETZ | Executive Officer | |
| GERALD LEE BRODSKY | Executive Officer |
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Every Form D from the week of Nov 17, 2014 · All recent filings in New York · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what CONCORDE GROUP INC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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