Data / Form D filings / CEI Investment Notes, Inc.
CEI Investment Notes, Inc.: Form D filings
CEI Investment Notes, Inc., a financial services company in Wiscasset, ME, filed 5 Form D notices with the SEC between 2010 and 2016. The latest, on March 18, 2016, reports $5.7 million sold of a $20 million offering to 82 investors.
Find out what CEI Investment Notes, Inc. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 36 WATER STREET, Wiscasset, ME, 04578
- Phone
- (207) 882-7552
- Industry
- Other Banking and Financial Services
- Entity type
- Corporation
- Incorporated in
- Maine
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1507443
The full lists. Form D filings in Maine: 101 rows, $5.05, or the new rows each week for $19 a month. Form D filings in Other Banking and Financial Services: 1,280 rows, $64, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Mar 18, 2016 | Amendment | $20,000,000 | $5,668,500 | $14,331,500 | 82 | Dec 17, 2010 | sec.gov |
| Jan 9, 2015 | Amendment | $20,000,000 | $5,180,000 | $14,820,000 | 71 | Dec 17, 2010 | sec.gov |
| Jan 9, 2014 | Amendment | $20,000,000 | $3,565,000 | $16,435,000 | 57 | Dec 17, 2010 | sec.gov |
| Jan 31, 2013 | Amendment | $20,000,000 | $2,615,000 | $17,385,000 | 42 | Dec 17, 2010 | sec.gov |
| Dec 20, 2010 | New notice | $20,000,000 | $1,270,000 | $18,730,000 | 21 | Dec 17, 2010 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Michael Finnegan | Executive Officer, Director | |
| Ellen Golden | Director | |
| A. Jacqueline Wardell | Director | |
| Ronald Phillips | Executive Officer, Director | |
| David Bennell | Director |
Every Form D from the week of Mar 14, 2016 · All recent filings in Maine · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what CEI Investment Notes, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
$10 of credit on sign-up, no card.