Data / Form D filings / CAPRICOR THERAPEUTICS, INC.
CAPRICOR THERAPEUTICS, INC.: Form D filings
CAPRICOR THERAPEUTICS, INC., a biotechnology company in Beverly Hills, CA, filed 8 Form D notices with the SEC between 2009 and 2017. The latest, on May 19, 2017, reports $3.7 million sold of a $3.7 million offering to 4 investors.
Find out what CAPRICOR THERAPEUTICS, INC. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 8840 WILSHIRE BLVD 2ND FLOOR, Beverly Hills, CA, 90211
- Phone
- (310) 358-3200
- Industry
- Biotechnology
- Entity type
- Corporation
- Incorporated in
- Delaware
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1133869
The full lists. Form D filings in California: 5,891 rows, $138.91, or the new rows each week for $19 a month. Form D filings in Biotechnology: 1,568 rows, $78.40, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| May 19, 2017 | New notice | $3,708,503 | $3,708,503 | $0 | 4 | May 9, 2017 | sec.gov |
| Mar 29, 2016 | New notice | $13,974 | $13,974 | $0 | 24 | Mar 16, 2016 | sec.gov |
| Feb 19, 2015 | New notice | $7,050,001 | $7,050,001 | $0 | 8 | Feb 6, 2015 | sec.gov |
| Feb 3, 2015 | New notice | $10,002,028 | $10,002,028 | $0 | 39 | Jan 21, 2015 | sec.gov |
| Feb 24, 2014 | New notice | $32,676 | $32,676 | $0 | 1 | Feb 10, 2014 | sec.gov |
| Dec 5, 2013 | New notice | $26,289,973 | $26,289,973 | $0 | 34 | Nov 20, 2013 | sec.gov |
| Jun 27, 2011 | New notice | $2,500,000 | $2,500,000 | $0 | 6 | Jun 20, 2011 | sec.gov |
| Jul 15, 2009 | New notice | $2,975,000 | $2,343,750 | $631,250 | 24 | Jul 7, 2009 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Frank Litvack | Director | |
| Deborah Ascheim | Executive Officer | |
| Leland Gershell | Executive Officer | |
| Earl Collier | Director | |
| Joshua Kazam | Director | |
| Louis Manzo | Director | |
| Rachel Smith | Executive Officer | |
| Karen Krasney | Executive Officer | |
| Linda Marban | Executive Officer, Director | |
| David Musket | Director | |
| George Dunbar | Director | |
| Anthony Bergmann | Executive Officer |
Other biotechnology companies in California that filed recently
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- Renue Life Sciences, Inc. $250,000 · Oct 14, 2026
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- Lionheart Health, Inc. $387,500 · Oct 7, 2026
- Rakuten Medical, Inc. $9 million · Oct 6, 2026
- Zonaliz, Inc. $2.5 million · Oct 5, 2026
- Altay Therapeutics, Inc. $15.7 million · Oct 2, 2026
- Sialia Therapeutics, Inc. $1.5 million · Sep 29, 2026
- Vetmab Biosciences, Inc. $11.4 million · Sep 29, 2026
Every Form D from the week of May 15, 2017 · All recent filings in California · All recent Biotechnology filings
Read from SEC EDGAR. Amount sold is what CAPRICOR THERAPEUTICS, INC. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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