Data / Form D filings / CAPRICOR INC
CAPRICOR INC: Form D filings
CAPRICOR INC, a biotechnology company in Los Angeles, CA, filed 6 Form D notices with the SEC between 2010 and 2012. The latest, on April 13, 2012, reports $6 million sold of a $15 million offering to 4 investors.
Find out what CAPRICOR INC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 8700 BEVERLY BOULEVARD, DAVIS 1099, Los Angeles, CA, 90048
- Phone
- (310) 423-2106
- Industry
- Biotechnology
- Entity type
- Corporation
- Incorporated in
- Delaware
- Revenue range
- No Revenues
- Exemptions claimed
- Rule 506
- SEC identifier (CIK)
- 1374952
The full lists. Form D filings in California: 5,891 rows, $138.91, or the new rows each week for $19 a month. Form D filings in Biotechnology: 1,568 rows, $78.40, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Apr 13, 2012 | Amendment | $15,000,000 | $6,000,000 | $9,000,000 | 4 | Jan 13, 2012 | sec.gov |
| Jan 30, 2012 | New notice | $15,000,000 | $4,500,000 | $10,500,000 | 3 | Jan 13, 2012 | sec.gov |
| Jul 28, 2010 | Amendment | $5,000,000 | $2,800,000 | $2,200,000 | 7 | Dec 31, 2009 | sec.gov |
| Jun 15, 2010 | Amendment | $5,000,000 | $1,800,000 | $3,200,000 | 6 | Dec 31, 2009 | sec.gov |
| Jan 6, 2010 | Amendment | $5,000,000 | $800,000 | $4,200,000 | 5 | Dec 31, 2009 | sec.gov |
| Jan 6, 2010 | New notice | $5,000,000 | $800,000 | $4,200,000 | 5 | Jan 31, 2009 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Linda S. Marban | Executive Officer, Director | |
| Louis V. Manzo | Director | |
| Earl M. Collier, Jr. | Director | |
| Louis V. Grasmick | Director |
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Every Form D from the week of Apr 9, 2012 · All recent filings in California · All recent Biotechnology filings
Read from SEC EDGAR. Amount sold is what CAPRICOR INC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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