Data / Form D filings / Capital Markets LLC
Capital Markets LLC: Form D filings
Capital Markets LLC, an investing company in Valparaiso, IN, filed 8 Form D notices with the SEC in 2017. The latest, on September 11, 2017, reports $2.2 million sold of a $7 million offering to 1 investor.
Find out what Capital Markets LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 420 SHOREWOOD CT, Valparaiso, IN, 46385
- Phone
- (219) 741-3104
- Industry
- Investing
- Entity type
- Limited Liability Company
- Incorporated in
- Indiana
- Year incorporated
- 2016
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b), Investment Company Act section 3(c), section 3(c)(1), section 3(c)(7)
- SEC identifier (CIK)
- 1706341
The full lists. Form D filings in Indiana: 436 rows, $21.80, or the new rows each week for $19 a month. Form D filings in Investing: 1,820 rows, $91, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, street, city, state, ZIP and 4 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Sep 11, 2017 | Amendment | $7,000,000 | $2,199,300 | $4,800,700 | 1 | May 2, 2017 | sec.gov |
| Aug 31, 2017 | Amendment | $7,000,000 | $1,419,300 | $5,580,700 | 1 | May 2, 2017 | sec.gov |
| Aug 24, 2017 | Amendment | $7,000,000 | $1,159,300 | $5,840,700 | 1 | May 2, 2017 | sec.gov |
| Jul 28, 2017 | Amendment | $7,000,000 | $918,400 | $6,081,600 | 1 | May 2, 2017 | sec.gov |
| Jul 20, 2017 | Amendment | $7,000,000 | $658,400 | $6,341,600 | 1 | May 2, 2017 | sec.gov |
| Jun 29, 2017 | Amendment | $7,000,000 | $494,000 | $6,506,000 | 1 | May 2, 2017 | sec.gov |
| Jun 20, 2017 | Amendment | $7,000,000 | $125,000 | $6,875,000 | 1 | May 2, 2017 | sec.gov |
| May 12, 2017 | New notice | $7,000,000 | $25,000 | $6,975,000 | 1 | May 2, 2017 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Brad Louis Mistina | Executive Officer |
Other investing companies in Indiana that filed recently
- Forge Equity Partners, LLC $10.6 million · Oct 29, 2026
- Traders Point Capital FX Fund I LP $4.5 million · Oct 9, 2026
Every Form D from the week of Sep 11, 2017 · All recent filings in Indiana · All recent Investing filings
Read from SEC EDGAR. Amount sold is what Capital Markets LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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