Data / Form D filings / Broadmark Asset Management, LLC
Broadmark Asset Management, LLC: Form D filing
Broadmark Asset Management, LLC, a financial services company in New York, NY, filed a Form D with the SEC in 2009. The latest, on July 13, 2009, reports $2.4 million sold of a $4.5 million offering to 1 investor.
Find out what Broadmark Asset Management, LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 12 EAST 52ND STREET, 3RD FLOOR, New York, NY, 10022
- Phone
- (212) 586-6566
- Industry
- Other Banking and Financial Services
- Entity type
- Limited Liability Company
- Incorporated in
- Delaware
- Revenue range
- $5,000,001 - $25,000,000
- Exemptions claimed
- Rule 506
- SEC identifier (CIK)
- 1468217
The full lists. Form D filings in New York: 4,357 rows, $123.57, or the new rows each week for $19 a month. Form D filings in Other Banking and Financial Services: 1,280 rows, $64, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Jul 13, 2009 | New notice | $4,471,250 | $2,350,000 | $2,121,250 | 1 | Jul 2, 2009 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| John Kinder | Director | |
| Jerome Crown | Executive Officer, Director | |
| Daniel Joseph Barnett | Executive Officer, Director | |
| Christopher Jon Guptill | Executive Officer, Director |
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Every Form D from the week of Jul 13, 2009 · All recent filings in New York · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what Broadmark Asset Management, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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