Data / Form D filings / BALX Holdings, LLC
BALX Holdings, LLC: Form D filings
BALX Holdings, LLC, a biotechnology company in Boston, MA, filed 2 Form D notices with the SEC in 2016. The latest, on October 21, 2016, reports $2 million sold of a $2 million offering to 1 investor.
Find out what BALX Holdings, LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- C/O RIVERSIDE PARTNERS, LLC, 699 BOYLSTON STREET, 14TH FLOOR, Boston, MA, 02116
- Phone
- (617) 351-2800
- Industry
- Biotechnology
- Entity type
- Limited Liability Company
- Incorporated in
- Delaware
- Year incorporated
- 2013
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1668511
The full lists. Form D filings in Massachusetts: 1,533 rows, $76.65, or the new rows each week for $19 a month. Form D filings in Biotechnology: 1,568 rows, $78.40, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, street, city, state, ZIP and 4 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Oct 21, 2016 | New notice | $2,000,000 | $2,000,000 | $0 | 1 | Oct 11, 2016 | sec.gov |
| May 3, 2016 | New notice | $6,982,012 | $6,982,012 | $0 | 17 | Feb 19, 2016 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| David A. Belluck | Director | |
| Caroline A. Popper | Director | |
| Mike A. Magliochetti | Director | |
| James A. Datin | Executive Officer, Director | |
| Max J. Osofsky | Director | |
| Michael J. Lehmann | Director | |
| Afshin A. Safavi | Executive Officer, Director | |
| Kurt J. Brykman | Director | |
| Todd A. Lynch | Executive Officer | |
| Philip J. Borden | Director | |
| Jeremy A. Goldberg | Director | |
| Craig A. Stern | Director |
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Every Form D from the week of Oct 17, 2016 · All recent filings in Massachusetts · All recent Biotechnology filings
Read from SEC EDGAR. Amount sold is what BALX Holdings, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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