Data / Form D filings / Alternative Brokerage, LLC
Alternative Brokerage, LLC: Form D filing
Alternative Brokerage, LLC, a financial services company in Clive, IA, filed a Form D with the SEC in 2014. The latest, on October 24, 2014, reports $500,000 sold of a $1 million offering to 2 investors.
Find out what Alternative Brokerage, LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
Company details from the filing
- Address
- 7405 UNIVERSITY AVENUE, SUITE 10, Clive, IA, 50325
- Phone
- (515) 279-1010
- Industry
- Other Banking and Financial Services
- Entity type
- Limited Liability Company
- Incorporated in
- Iowa
- Year incorporated
- 2012
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1622937
The full lists. Form D filings in Iowa: 206 rows, $10.30, or the new rows each week for $19 a month. Form D filings in Other Banking and Financial Services: 1,280 rows, $64, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, street, city, state, ZIP and 4 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Oct 24, 2014 | New notice | $1,000,000 | $500,000 | $500,000 | 2 | Oct 3, 2014 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Bob Phillips | Executive Officer, Director, Promoter |
Other financial services companies in Iowa that filed recently
- Growers Edge Financial, Inc. $9.6 million · Oct 8, 2026
- FSB Financial Services, Inc. $9.9 million · Sep 8, 2026
Every Form D from the week of Oct 20, 2014 · All recent filings in Iowa · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what Alternative Brokerage, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
$10 of credit on sign-up, no card.