Data / Form D filings / Advanced Equities Financial Corp
Advanced Equities Financial Corp: Form D filing
Advanced Equities Financial Corp, a financial services company in Chicago, IL, filed a Form D with the SEC in 2010. The latest, on February 2, 2010, reports $7.5 million sold of a $20 million offering to 2 investors.
Find out what Advanced Equities Financial Corp does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 311 SOUTH WACKER DR STE 1650, Chicago, IL, 60606
- Phone
- (312) 377-5300
- Industry
- Other Banking and Financial Services
- Entity type
- Corporation
- Incorporated in
- Delaware
- Year incorporated
- 2008
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506
- SEC identifier (CIK)
- 1347807
The full lists. Form D filings in Illinois: 1,511 rows, $75.55, or the new rows each week for $19 a month. Form D filings in Other Banking and Financial Services: 1,280 rows, $64, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, street, city, state, ZIP and 4 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Feb 2, 2010 | New notice | $20,000,000 | $7,500,000 | $12,500,000 | 2 | Jan 20, 2010 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Don O. Phillips | Director | |
| Robert O. Haveman | Director | |
| John O. Vosicky | Director | |
| Lon O. Chow | Director | |
| Adam O. Antoniades | Executive Officer | |
| George O. Middlemas | Director | |
| Robert O. Dods | Director | |
| Dwight O. Badger | Executive Officer, Director, Promoter | |
| Keith Daubenspeck | Executive Officer, Director, Promoter | |
| Gregg O. Glaser | Executive Officer | |
| Ron O. Piasecki | Director |
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Every Form D from the week of Feb 1, 2010 · All recent filings in Illinois · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what Advanced Equities Financial Corp reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
$10 of credit on sign-up, no card.