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Security and commodity brokers, dealers, exchanges and services (SIC 6200): 15 companies that file annual reports with the SEC

Updated September 30, 2026. Source: SEC Financial Statement Data Sets (sec.gov).

15 companies that file annual reports with the SEC have the industry code SIC 6200 (Security and commodity brokers, dealers, exchanges and services), in the data filed through September 30, 2026. 14 report revenue, a combined $186.68 billion, with a median of $2.50 billion. 57.1% of the 14 that report net income show a profit. The largest by revenue is Stonex Group Inc. ($132.38 billion).

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SIC code
6200
SEC industry title
Security & Commodity Brokers, Dealers, Exchanges & Services
Division
Finance, insurance and real estate
Companies with an annual report in the data
15
Companies that report revenue
14
Combined revenue
$186.68 billion
Median revenue
$2.50 billion
Reported a net profit
8 of 14 (57.1%)
Combined total assets
$452.95 billion
Large accelerated filers
9
Newest annual report filed
July 31, 2026

Largest by revenue

Latest fiscal year, from each company's annual report. Each name links to the company's page.

CompanyBusiness addressRevenueNet incomeTotal assetsRevenue change
Stonex Group Inc.New York, NY$132.38 billion$305.9 million$45.27 billion32.5%
LPL Financial Holdings Inc.San Diego, CA$16.99 billion$863 million$18.49 billion37.2%
Intercontinental Exchange, Inc.Atlanta, GA$12.64 billion$3.32 billion$136.89 billion7.5%
Nasdaq, Inc.New York, NY$8.26 billion$1.79 billion$31.05 billion11.6%
Cme Group Inc.Chicago, IL$6.52 billion$4.07 billion$198.42 billion6.4%
Cboe Global Markets, Inc.Chicago, IL$4.71 billion$1.10 billion$9.31 billion15.1%
BGC Group, Inc.New York, NY$2.94 billion$155 million$4.41 billion30%
Tradeweb Markets Inc.New York, NY$2.05 billion$812.8 million$8.19 billion18.9%
Sos LTDQingdao Shandong Province, China$154.3 million$-97,319,000$465.1 million-33.3%
Waton Financial LTDHong Kong, Hong Kong$11.1 million$-15,152,338$54.7 million48.8%
Garden Stage LTDCentral$7.3 million$-13,838,227$41.9 million33.2%
Ebang International Holdings Inc.Asia Square Tower 2, Singapore$6.5 million$-14,093,529$256.8 million11.4%
Top Financial Group LTDSingapore$4.7 million$-1,170,823$86.1 million41.9%
Plutus Financial Group LTDHong Kong, China$1.3 million$-5,059,000$15.3 million6.9%

Companies by size of revenue

Companies that report revenue, by the revenue in their latest annual report.

RevenueCompaniesShare
Under $10 million428.6%
$10 million to $100 million17.1%
$100 million to $1 billion17.1%
$1 billion to $10 billion535.7%
$10 billion and over321.4%

States with the most companies

By state of the business address.

StateCompaniesShareCombined revenue
New York426.7%$145.63 billion
Illinois213.3%$11.23 billion
California16.7%$16.99 billion
Georgia16.7%$12.64 billion

Newest annual reports

By the date the company filed its latest annual report with the SEC.

CompanyFiledFiscal year endedFormRevenue
Waton Financial LTDJuly 31, 2026March 31, 202620-F$11.1 million
Garden Stage LTDJuly 31, 2026March 31, 202620-F$7.3 million
Top Financial Group LTDJuly 7, 2026March 31, 202610-K$4.7 million
Sos LTDMay 15, 2026December 31, 202520-F$154.3 million
Plutus Financial Group LTDMay 11, 2026December 31, 202520-F$1.3 million
Ebang International Holdings Inc.April 24, 2026December 31, 202520-F$6.5 million
Marex Group PLCMarch 25, 2026December 31, 202520-FNot listed
BGC Group, Inc.March 2, 2026December 31, 202510-K$2.94 billion
Cme Group Inc.February 26, 2026December 31, 202510-K$6.52 billion
LPL Financial Holdings Inc.February 23, 2026December 31, 202510-K$16.99 billion
Cboe Global Markets, Inc.February 20, 2026December 31, 202510-K$4.71 billion
Nasdaq, Inc.February 12, 2026December 31, 202510-K$8.26 billion

Filer category

The SEC's size class for the company when it filed.

CategoryCompaniesShare
Large accelerated filer960%
Non-accelerated filer640%

Public data from the US Securities and Exchange Commission. Companies are the registrants whose latest annual report (form 10-K, 20-F or 40-F) is in the SEC Financial Statement Data Sets for 2025 Q3 to 2026 Q3, filed through September 30, 2026. Figures are for the whole fiscal year of that report, in US dollars, as the company filed them in XBRL: SpecStream does not adjust them. The SEC does not guarantee the data sets, and they do not replace the filings. Revenue is the revenue tag the company used; banks and funds often use none. Combined totals add each company once and can include a parent and its subsidiary that both file. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.