Data / Investment advisers / California / Zuckerman Capital Management, LLC
Zuckerman Capital Management, LLC, Los Angeles, CA: $123 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Zuckerman Capital Management, LLC is an SEC registered investment adviser with its main office in Los Angeles, California and reports $123 million in regulatory assets under management in its Form ADV filed April 23, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management.
The request: Watch Zuckerman Capital Management, LLC (CRD number 148549): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 148549
- SEC file number
- 801-135560
- SEC status
- Approved, effective March 18, 2026
- Main office
- 2029 Century Park East Suite 400, Los Angeles, CA 90067
- Phone
- (310) 867-2778
- Website
- zuckermancapital.com
- Regulatory AUM
- $123,492,879 in the Form ADV filed April 23, 2026
- Discretionary AUM
- $106,449,421
- Non discretionary AUM
- $17,043,458
- Accounts
- 386
- Employees
- 2, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- April 23, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 52 | $101.2 million |
| Individuals (other than high net worth individuals) | 63 | $14 million |
| Pension and profit sharing plans | 9 | $5.4 million |
| Corporations or other businesses | 12 | $2.9 million |
Other advisers in Los Angeles
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Walk-On Capital, LLC | Los Angeles | $155.1 million | 2 | adviserinfo.sec.gov |
| R.H. Dinel Investment Counsel,Inc. | Los Angeles | $153.5 million | Not listed | adviserinfo.sec.gov |
| Aqua Capital Advisors | Los Angeles | $143.8 million | Not listed | adviserinfo.sec.gov |
| CIM Capital SA Management, LLC | Los Angeles | $134.2 million | Not listed | adviserinfo.sec.gov |
| East Beach Asset Management, LLC | Los Angeles | $125 million | Not listed | adviserinfo.sec.gov |
| Factory Capital LLC | Los Angeles | $102.5 million | Not listed | adviserinfo.sec.gov |
| Wave Digital Assets LLC | Los Angeles | $91.9 million | 8 | adviserinfo.sec.gov |
| Kailai Advisers LTD. | Los Angeles | $57.8 million | 2 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Los Angeles, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Zuckerman Capital Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.