Data / Investment advisers / Nevada / Whalen Financial
Whalen Financial, Las Vegas, NV: $223 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Whalen Financial is an SEC registered investment adviser with its main office in Las Vegas, Nevada and reports $223 million in regulatory assets under management in its Form ADV filed May 7, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Whalen Financial (CRD number 311869): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 311869
- SEC file number
- 801-120102
- SEC status
- Approved, effective January 4, 2021
- Legal name
- Whalen Wealth Management Inc.
- Main office
- 7160 Rafael Rivera Way Suite 220, Las Vegas, NV 89113
- Phone
- (702) 878-3900
- Website
- cwm.vegas
- Regulatory AUM
- $222,958,975 in the Form ADV filed May 7, 2026
- Discretionary AUM
- $222,958,975
- Accounts
- 825
- Employees
- 10, of which 4 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- May 7, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 69 | $133.1 million |
| Individuals (other than high net worth individuals) | 322 | $87.5 million |
| Corporations or other businesses | 7 | $1.8 million |
| Charitable organizations | 2 | $565,386 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $223 million | March 9, 2026 |
| December 1, 2025 | $192.3 million | October 22, 2025 |
Other advisers in Las Vegas
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| One Wealth Map, LLC | Las Vegas | $287.4 million | Not listed | adviserinfo.sec.gov |
| Pandora Wealth, Inc. | Las Vegas | $285 million | Not listed | adviserinfo.sec.gov |
| Kingsbridge Investment Partners LLC | Las Vegas | $282.5 million | 8 | adviserinfo.sec.gov |
| Finley Financial, LLC | Las Vegas | $259.8 million | Not listed | adviserinfo.sec.gov |
| McBroom & Associates, LLC | Las Vegas | $242.1 million | Not listed | adviserinfo.sec.gov |
| Skyoak Capital, Inc. | Las Vegas | $219.2 million | Not listed | adviserinfo.sec.gov |
| Sahara Investment Group | Las Vegas | $218.1 million | 1 | adviserinfo.sec.gov |
| Adaptive Wealth Engineering | Las Vegas | $214 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Las Vegas, NV
- Investment advisers in Nevada
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Whalen Financial on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.