Data / Investment advisers / California / Western Financial Corporation
Western Financial Corporation, San Diego, CA: $414 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Western Financial Corporation is an SEC registered investment adviser with its main office in San Diego, California and reports $414 million in regulatory assets under management in its Form ADV filed September 14, 2026. Its clients include high net worth individuals, corporations and other businesses and pension and profit sharing plans. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 6118
- SEC file number
- 801-117841
- SEC status
- Approved, effective January 2, 2020
- Main office
- 13400 Sabre Springs Parkway Ste. 170, San Diego, CA 92128
- Phone
- (619) 544-0260
- Regulatory AUM
- $414,445,124 in the Form ADV filed September 14, 2026
- Discretionary AUM
- $414,445,124
- Accounts
- 483
- Employees
- 6, of which 2 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 14, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 104 | $357.7 million |
| Corporations or other businesses | Fewer than 5 | $31.2 million |
| Pension and profit sharing plans | 9 | $13.3 million |
| Individuals (other than high net worth individuals) | 67 | $11 million |
| Charitable organizations | Fewer than 5 | $1.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| October 2, 2026 | $414.4 million | September 14, 2026 |
| December 1, 2025 | $309.2 million | October 29, 2025 |
Other advisers in San Diego
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Clelland & Company Inc | San Diego | $465.7 million | Not listed | adviserinfo.sec.gov |
| Tidemark, LLC | San Diego | $462.5 million | Not listed | adviserinfo.sec.gov |
| Beta Wealth Group, Inc | San Diego | $460.3 million | Not listed | adviserinfo.sec.gov |
| Carmel Capital Partners, LLC | San Diego | $434.3 million | 3 | adviserinfo.sec.gov |
| Seabird Investment Partners | San Diego | $419.1 million | Not listed | adviserinfo.sec.gov |
| Ted Buchan & Company | San Diego | $413.2 million | Not listed | adviserinfo.sec.gov |
| Practicecfo Investments | San Diego | $401.6 million | Not listed | adviserinfo.sec.gov |
| Platt Wealth Management | San Diego | $390.6 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in San Diego, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving corporations and other businesses
- Western Financial Corporation on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.