Data / Investment advisers / California / Wealth Teams Alliance
Wealth Teams Alliance, Irvine, CA: $224 million AUM, SEC registered investment adviser
Wealth Teams Alliance is an SEC registered investment adviser with its main office in Irvine, California and reports $224 million in regulatory assets under management in its Form ADV filed September 16, 2026. Its clients include individuals, high net worth individuals and charitable organizations. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 168907
- SEC file number
- 801-122977
- SEC status
- Approved, effective January 3, 2022
- Legal name
- Wealth Teams Alliance Inc.
- Main office
- 15520 Rockfield Blvd Suite G, Irvine, CA 92618
- Phone
- (877) 282-4768
- Website
- wealth-teams.com
- Regulatory AUM
- $223,889,000 in the Form ADV filed September 16, 2026
- Discretionary AUM
- $223,889,000
- Accounts
- 985
- Employees
- 27, of which 12 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, other fees
- Other offices
- 7
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 16, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 760 | $151.4 million |
| High net worth individuals | 52 | $65 million |
| Charitable organizations | Fewer than 5 | $7.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $223.9 million | March 31, 2026 |
| December 1, 2025 | $205.6 million | March 29, 2025 |
Other advisers in Irvine
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| 3spoke Management, LLC | Irvine | $254.3 million | 11 | adviserinfo.sec.gov |
| Advanced Financial Strategies Inc | Irvine | $251.7 million | Not listed | adviserinfo.sec.gov |
| Klein Pavlis & Peasley Financial, Inc. | Irvine | $232.7 million | Not listed | adviserinfo.sec.gov |
| Capital CS Group, LLC | Irvine | $227.3 million | Not listed | adviserinfo.sec.gov |
| Sun Group Wealth Partners LLC | Irvine | $224.5 million | Not listed | adviserinfo.sec.gov |
| Optimize Financial Inc. | Irvine | $221.7 million | Not listed | adviserinfo.sec.gov |
| Marrick Wealth | Irvine | $215.6 million | Not listed | adviserinfo.sec.gov |
| Vista Point Asset Management LLC | Irvine | $211.4 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Irvine, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Wealth Teams Alliance on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.