Data / Investment advisers / California / 3spoke Management, LLC
3spoke Management, LLC, Irvine, CA: $254 million AUM, SEC registered investment adviser
3spoke Management, LLC is an SEC registered investment adviser with its main office in Irvine, California and reports $254 million in regulatory assets under management in its Form ADV filed July 22, 2026. Its clients include pooled investment vehicles. It is paid through a percentage of assets under management and performance based fees. It advises 11 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 308919
- SEC file number
- 801-136556
- SEC status
- Approved, effective August 5, 2026
- Main office
- 2211 Michelson Drive Unit 900, Irvine, CA 92612
- Phone
- (415) 322-5096
- Regulatory AUM
- $254,282,055 in the Form ADV filed July 22, 2026
- Discretionary AUM
- $254,282,055
- Accounts
- 11
- Employees
- 6, of which 5 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 11: 8 private equity funds, 3 venture capital funds
- Gross assets of private funds
- $378,949,762
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 22, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 11 | $254.3 million |
Other advisers in Irvine
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| American Fundstars | Irvine | $332.7 million | 3 | adviserinfo.sec.gov |
| Charles Fish Investments, Inc. | Irvine | $331.3 million | Not listed | adviserinfo.sec.gov |
| Kanani Advisory Group Inc. | Irvine | $288.2 million | Not listed | adviserinfo.sec.gov |
| Prosperity Wealth Planning LLC | Irvine | $269.2 million | Not listed | adviserinfo.sec.gov |
| Harmony Point Wealth Advisors, Inc. | Irvine | $263.2 million | Not listed | adviserinfo.sec.gov |
| Advanced Financial Strategies Inc | Irvine | $251.7 million | Not listed | adviserinfo.sec.gov |
| Klein Pavlis & Peasley Financial, Inc. | Irvine | $232.7 million | Not listed | adviserinfo.sec.gov |
| Capital CS Group, LLC | Irvine | $227.3 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Irvine, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- 3spoke Management, LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.