Data / Investment advisers / California / Capital CS Group, LLC
Capital CS Group, LLC, Irvine, CA: $227 million AUM, SEC registered investment adviser
Capital CS Group, LLC is an SEC registered investment adviser with its main office in Irvine, California and reports $227 million in regulatory assets under management in its Form ADV filed August 6, 2026. Its clients include corporations and other businesses, individuals and high net worth individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 304523
- SEC file number
- 801-120526
- SEC status
- Approved, effective March 15, 2021
- Main office
- 15375 Barranca Parkway Suite G-110, Irvine, CA 92618
- Phone
- (949) 447-5405
- Regulatory AUM
- $227,302,570 in the Form ADV filed August 6, 2026
- Discretionary AUM
- $214,772,723
- Non discretionary AUM
- $12,529,847
- Accounts
- 593
- Employees
- 3, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 3
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- August 6, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Corporations or other businesses | 203 | $144.6 million |
| Individuals (other than high net worth individuals) | 104 | $42.5 million |
| High net worth individuals | 21 | $39.4 million |
| Pension and profit sharing plans | Fewer than 5 | $740,428 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $227.3 million | March 17, 2026 |
| December 1, 2025 | $175.4 million | February 13, 2025 |
Other advisers in Irvine
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Prosperity Wealth Planning LLC | Irvine | $269.2 million | Not listed | adviserinfo.sec.gov |
| Harmony Point Wealth Advisors, Inc. | Irvine | $263.2 million | Not listed | adviserinfo.sec.gov |
| 3spoke Management, LLC | Irvine | $254.3 million | 11 | adviserinfo.sec.gov |
| Advanced Financial Strategies Inc | Irvine | $251.7 million | Not listed | adviserinfo.sec.gov |
| Klein Pavlis & Peasley Financial, Inc. | Irvine | $232.7 million | Not listed | adviserinfo.sec.gov |
| Sun Group Wealth Partners LLC | Irvine | $224.5 million | Not listed | adviserinfo.sec.gov |
| Wealth Teams Alliance | Irvine | $223.9 million | Not listed | adviserinfo.sec.gov |
| Optimize Financial Inc. | Irvine | $221.7 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Irvine, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving corporations and other businesses
- Advisers serving individuals
- Capital CS Group, LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.