Data / Investment advisers / California / Charles Fish Investments, Inc.
Charles Fish Investments, Inc., Irvine, CA: $331 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Charles Fish Investments, Inc. is an SEC registered investment adviser with its main office in Irvine, California and reports $331 million in regulatory assets under management in its Form ADV filed July 3, 2026. Its clients include individuals, high net worth individuals and corporations and other businesses. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Charles Fish Investments, Inc. (CRD number 110445): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 110445
- SEC file number
- 801-52674
- SEC status
- Approved, effective August 13, 1996
- Main office
- 30 Corporate Park Suite 410, Irvine, CA 92606
- Phone
- (949) 296-3970
- Regulatory AUM
- $331,331,810 in the Form ADV filed July 3, 2026
- Discretionary AUM
- $331,331,810
- Accounts
- 46
- Employees
- 5, of which 4 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 3, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 42 | $320.7 million |
| High net worth individuals | Fewer than 5 | $5.7 million |
| Corporations or other businesses | Fewer than 5 | $4.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $331.3 million | March 12, 2026 |
| December 1, 2025 | $342.1 million | January 17, 2025 |
Other advisers in Irvine
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| West Wealth Group, LLC | Irvine | $616.7 million | Not listed | adviserinfo.sec.gov |
| Preservation Equity Fund Advisors, LLC | Irvine | $502.9 million | 4 | adviserinfo.sec.gov |
| Concord Investment Counsel | Irvine | $397.9 million | Not listed | adviserinfo.sec.gov |
| Validex Global Investing | Irvine | $352.9 million | Not listed | adviserinfo.sec.gov |
| American Fundstars | Irvine | $332.7 million | 3 | adviserinfo.sec.gov |
| Kanani Advisory Group Inc. | Irvine | $288.2 million | Not listed | adviserinfo.sec.gov |
| Prosperity Wealth Planning LLC | Irvine | $269.2 million | Not listed | adviserinfo.sec.gov |
| Harmony Point Wealth Advisors, Inc. | Irvine | $263.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Irvine, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Charles Fish Investments, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.