Data / Investment advisers / New Hampshire / Valpey Financial Services LLC
Valpey Financial Services LLC, Concord, NH: $226 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Valpey Financial Services LLC is an SEC registered investment adviser with its main office in Concord, New Hampshire and reports $226 million in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management and hourly charges.
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- Registration
- SEC registered investment adviser
- CRD number
- 154154
- SEC file number
- 801-118576
- SEC status
- Approved, effective April 28, 2020
- Main office
- 100 North Main Street Suite 500, Concord, NH 03301
- Phone
- (603) 856-7945
- Regulatory AUM
- $226,009,211 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $211,634,164
- Non discretionary AUM
- $14,375,047
- Accounts
- 616
- Employees
- 4, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 69 | $181 million |
| Individuals (other than high net worth individuals) | 117 | $45 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $226 million | March 31, 2026 |
| December 1, 2025 | $199.1 million | September 26, 2025 |
Other advisers in New Hampshire
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Brendel Financial Advisors LLC | Hanover | $260.2 million | Not listed | adviserinfo.sec.gov |
| Cohen Investment Advisors, LLC | Bedford | $259.3 million | 1 | adviserinfo.sec.gov |
| Robbins Farley LLC | Bedford | $252.9 million | Not listed | adviserinfo.sec.gov |
| Blueline Advisors | Exeter | $247.2 million | Not listed | adviserinfo.sec.gov |
| Loudon Investment Management, LLC | West Lebanon | $231.8 million | Not listed | adviserinfo.sec.gov |
| Hager Investment Management Services, LLC | New London | $221.6 million | Not listed | adviserinfo.sec.gov |
| Ledgewood Wealth Advisors, LLC | Exeter | $216.8 million | Not listed | adviserinfo.sec.gov |
| Fairscale Capital, LLC | Nashua | $207.8 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New Hampshire
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Valpey Financial Services LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.