Data / Investment advisers / Florida / Unify Financial Advisors
Unify Financial Advisors, Clearwater, FL: $156 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Unify Financial Advisors is an SEC registered investment adviser with its main office in Clearwater, Florida and reports $156 million in regulatory assets under management in its Form ADV filed April 16, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management and hourly charges.
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- Registration
- SEC registered investment adviser
- CRD number
- 324120
- SEC file number
- 801-130951
- SEC status
- Approved, effective August 16, 2024
- Legal name
- Unify Financial LLC
- Main office
- 1465 South Fort Harrison Avenue Suite 201, Clearwater, FL 33756
- Phone
- (727) 306-0299
- Website
- unifyfa.com
- Regulatory AUM
- $155,790,004 in the Form ADV filed April 16, 2026
- Discretionary AUM
- $155,592,494
- Non discretionary AUM
- $197,510
- Accounts
- 567
- Employees
- 3, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- April 16, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 35 | $105.3 million |
| Individuals (other than high net worth individuals) | 158 | $49.3 million |
| Corporations or other businesses | 3 | $1.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $155.8 million | March 27, 2026 |
| December 1, 2025 | $123.7 million | March 27, 2025 |
Other advisers in Clearwater
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| The Holland Group, Retirement Wealth Advisors, LLC | Clearwater | $286.1 million | Not listed | adviserinfo.sec.gov |
| Successful Portfolios LLC | Clearwater | $281.5 million | 3 | adviserinfo.sec.gov |
| Chronos Wealth Management, L.L.C. | Clearwater | $274 million | Not listed | adviserinfo.sec.gov |
| Agis Management LLC | Clearwater | $220.2 million | 1 | adviserinfo.sec.gov |
| Nightview Capital, LLC | Clearwater | $171.9 million | 1 | adviserinfo.sec.gov |
| Personalized Financial Solutions LLC | Clearwater | $142.6 million | Not listed | adviserinfo.sec.gov |
| Kahn Financial Group | Clearwater | $122.6 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Clearwater, FL
- Investment advisers in Florida
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Unify Financial Advisors on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.