Data / Investment advisers / Florida / Thomas J. Herzfeld Advisors, Inc.
Thomas J. Herzfeld Advisors, Inc., Miami Beach, FL: $1.3 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Thomas J. Herzfeld Advisors, Inc. is an SEC registered investment adviser with its main office in Miami Beach, Florida and reports $1.3 billion in regulatory assets under management in its Form ADV filed October 27, 2026. Its clients include pooled investment vehicles, high net worth individuals and charitable organizations. It is paid through a percentage of assets under management, performance based fees and other fees. It advises 9 private funds.
The request: Watch Thomas J. Herzfeld Advisors, Inc. (CRD number 108369): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 108369
- SEC file number
- 801-20866
- SEC status
- Approved, effective April 9, 1984
- Main office
- 119 Washington Avenue Suite 405, Miami Beach, FL 33139
- Phone
- (305) 777-1660
- Regulatory AUM
- $1,335,839,727 in the Form ADV filed October 27, 2026
- Discretionary AUM
- $1,317,473,400
- Non discretionary AUM
- $18,366,327
- Accounts
- 336
- Employees
- 15, of which 6 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, performance based fees, other fees
- Private funds
- 9: 4 hedge funds, 2 securitized asset funds, 2 other private funds, 1 real estate fund
- Gross assets of private funds
- $957,975,088
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 27, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 9 | $958 million |
| High net worth individuals | 143 | $143.5 million |
| Charitable organizations | 11 | $48.2 million |
| Investment companies | 1 | $37.7 million |
| Corporations or other businesses | 9 | $19.9 million |
| Individuals (other than high net worth individuals) | 14 | $5 million |
| Pension and profit sharing plans | 4 | $1.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| November 2, 2026 | $1.34 billion | October 27, 2026 |
| April 1, 2026 | $890.4 million | March 31, 2026 |
| December 1, 2025 | $847.6 million | September 12, 2025 |
Other advisers in Miami Beach
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Starwood Capital Group Management, L.L.C. | Miami Beach | $79.17 billion | 115 | adviserinfo.sec.gov |
| Pennantpark Investment Advisers, LLC | Miami Beach | $6.16 billion | 12 | adviserinfo.sec.gov |
| STWD Investment Management, LLC | Miami Beach | $5.43 billion | 2 | adviserinfo.sec.gov |
| Sirenia Capital Management LP | Miami Beach | $4.26 billion | 2 | adviserinfo.sec.gov |
| Divisadero Street Capital Management, LP | Miami Beach | $2.61 billion | 1 | adviserinfo.sec.gov |
| Arosa Capital Management LP | Miami Beach | $856.6 million | 5 | adviserinfo.sec.gov |
| Gfo Asset Management, LLC | Miami Beach | $856.1 million | 3 | adviserinfo.sec.gov |
| Rosemawr Management LLC | Miami Beach | $843.6 million | 8 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Miami Beach, FL
- Investment advisers in Florida
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers serving high net worth individuals
- Advisers that manage private funds
- Thomas J. Herzfeld Advisors, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.