Data / Investment advisers / Florida / Pennantpark Investment Advisers, LLC
Pennantpark Investment Advisers, LLC, Miami Beach, FL: $6.2 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Pennantpark Investment Advisers, LLC is an SEC registered investment adviser with its main office in Miami Beach, Florida and reports $6.2 billion in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include business development companies, pooled investment vehicles and investment companies. It is paid through a percentage of assets under management and performance based fees. It advises 12 private funds.
The request: Watch Pennantpark Investment Advisers, LLC (CRD number 143149): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 143149
- SEC file number
- 801-67622
- SEC status
- Approved, effective March 13, 2007
- Main office
- 1691 Michigan Avenue Suite 500, Miami Beach, FL 33139
- Phone
- (212) 905-1000
- Regulatory AUM
- $6,155,934,731 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $6,138,366,213
- Non discretionary AUM
- $17,568,518
- Accounts
- 15
- Employees
- 91, of which 30 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 12: 7 hedge funds, 5 private equity funds
- Gross assets of private funds
- $1,913,477,136
- Other offices
- 5
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Business development companies | 2 | $4.01 billion |
| Pooled investment vehicles | 12 | $2.15 billion |
| Investment companies | 1 | Not listed |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $6.16 billion | March 31, 2026 |
| December 1, 2025 | $4.51 billion | May 12, 2025 |
Other advisers in Miami Beach
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Starwood Capital Group Management, L.L.C. | Miami Beach | $79.17 billion | 115 | adviserinfo.sec.gov |
| STWD Investment Management, LLC | Miami Beach | $5.43 billion | 2 | adviserinfo.sec.gov |
| Sirenia Capital Management LP | Miami Beach | $4.26 billion | 2 | adviserinfo.sec.gov |
| Divisadero Street Capital Management, LP | Miami Beach | $2.61 billion | 1 | adviserinfo.sec.gov |
| Thomas J. Herzfeld Advisors, Inc. | Miami Beach | $1.34 billion | 9 | adviserinfo.sec.gov |
| Arosa Capital Management LP | Miami Beach | $856.6 million | 5 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Miami Beach, FL
- Investment advisers in Florida
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving business development companies
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Pennantpark Investment Advisers, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.