Data / Investment advisers / Utah / The Professional Financial Company LLC
The Professional Financial Company LLC, Orem, UT: $246 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
The Professional Financial Company LLC is an SEC registered investment adviser with its main office in Orem, Utah and reports $246 million in regulatory assets under management in its Form ADV filed March 24, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 286419
- SEC file number
- 801-114491
- SEC status
- Approved, effective January 28, 2019
- Main office
- 384 W Center St, Orem, UT 84057
- Phone
- (801) 701-2345
- Regulatory AUM
- $246,055,621 in the Form ADV filed March 24, 2026
- Discretionary AUM
- $246,055,621
- Accounts
- 575
- Employees
- 7, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 71 | $169 million |
| Individuals (other than high net worth individuals) | 184 | $38.8 million |
| Charitable organizations | 7 | $26 million |
| Corporations or other businesses | 1 | $107,298 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $246.1 million | March 24, 2026 |
| December 1, 2025 | $361.1 million | March 31, 2025 |
Other advisers in Orem
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Sandlot Partners, LLC | Orem | $934.5 million | 49 | adviserinfo.sec.gov |
| Peterson Wealth Advisors, LLC | Orem | $829.7 million | Not listed | adviserinfo.sec.gov |
| Squire Wealth Advisors | Orem | $586.7 million | Not listed | adviserinfo.sec.gov |
| Blue Barn Wealth | Orem | $317.1 million | Not listed | adviserinfo.sec.gov |
| Keeler Thomas Management LLC | Orem | $305.5 million | Not listed | adviserinfo.sec.gov |
| Exponent Wealth LLC | Orem | $110.4 million | Not listed | adviserinfo.sec.gov |
| Glyptis Management de, LLC | Orem | Not listed | 9 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Orem, UT
- Investment advisers in Utah
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- The Professional Financial Company LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.