Data / Investment advisers / Texas / The Capital Chart Room, LTD
The Capital Chart Room, LTD, Fort Worth, TX: $401 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
The Capital Chart Room, LTD is an SEC registered investment adviser with its main office in Fort Worth, Texas and reports $401 million in regulatory assets under management in its Form ADV filed October 15, 2026. Its clients include corporations and other businesses, high net worth individuals and individuals. It is paid through a percentage of assets under management and fixed fees.
The request: Watch The Capital Chart Room, LTD (CRD number 117980): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 117980
- SEC file number
- 801-60779
- SEC status
- Approved, effective December 14, 2001
- Main office
- 2821 West 7th Street Suite 550, Fort Worth, TX 76107
- Phone
- (817) 801-6455
- Regulatory AUM
- $400,902,595 in the Form ADV filed October 15, 2026
- Discretionary AUM
- $399,396,313
- Non discretionary AUM
- $1,506,282
- Accounts
- 295
- Employees
- 8, of which 5 give investment advice
- Form of organization
- Limited Partnership
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 15, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Corporations or other businesses | 34 | $378.7 million |
| High net worth individuals | 14 | $16.1 million |
| Individuals (other than high net worth individuals) | 16 | $5.6 million |
| Charitable organizations | 1 | $515,690 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $400.9 million | March 6, 2026 |
| December 1, 2025 | $332.7 million | September 23, 2025 |
Other advisers in Fort Worth
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Basin Oil and Gas Management, LP | Fort Worth | $492.7 million | 5 | adviserinfo.sec.gov |
| SWMG, LLC | Fort Worth | $430.4 million | Not listed | adviserinfo.sec.gov |
| Point Bridge Capital, LLC | Fort Worth | $419.7 million | 9 | adviserinfo.sec.gov |
| Rhodes Investment Advisors, Inc. | Fort Worth | $419.2 million | Not listed | adviserinfo.sec.gov |
| Vortus Investment Advisors, LLC | Fort Worth | $411.7 million | 5 | adviserinfo.sec.gov |
| Highpeak Energy Management, LLC | Fort Worth | $391.8 million | 2 | adviserinfo.sec.gov |
| Overridge Wealth Advisors | Fort Worth | $368.2 million | Not listed | adviserinfo.sec.gov |
| Shelton Wealth Management, LLC | Fort Worth | $364.5 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Fort Worth, TX
- Investment advisers in Texas
- Advisers with $100 million to $500 million in AUM
- Advisers serving corporations and other businesses
- Advisers serving high net worth individuals
- The Capital Chart Room, LTD on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.