Data / Investment advisers / Colorado / Swan Wealth Advisors, LLC
Swan Wealth Advisors, LLC, Durango, CO: $98 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Swan Wealth Advisors, LLC is an SEC registered investment adviser with its main office in Durango, Colorado and reports $98 million in regulatory assets under management in its Form ADV filed March 25, 2026. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Swan Wealth Advisors, LLC (CRD number 292755): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 292755
- SEC file number
- 801-112612
- SEC status
- Approved, effective March 16, 2018
- Main office
- 1099 Main Ave. Suite 206, Durango, CO 81301
- Phone
- (970) 382-8901
- Website
- swanglobalinvestments.com
- Regulatory AUM
- $98,043,665 in the Form ADV filed March 25, 2026
- Discretionary AUM
- $98,043,665
- Accounts
- 47
- Employees
- 2, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 25, 2026
- SEC record
- Investment Adviser Public Disclosure
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $98 million | March 25, 2026 |
| December 1, 2025 | $89.8 million | March 26, 2025 |
Other advisers in Colorado
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Jim Saulnier & Associates, LLC | Fort Collins | $286.4 million | Not listed | adviserinfo.sec.gov |
| Lotusgroup Advisors | Denver | $286 million | Not listed | adviserinfo.sec.gov |
| Bespoke Advisory | Evergreen | $284 million | Not listed | adviserinfo.sec.gov |
| Vital Investment Management LLC | Loveland | $283.9 million | Not listed | adviserinfo.sec.gov |
| Bear Creek Fund Advisors LLC | Denver | $282.5 million | 3 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Colorado
- Advisers with $50 million to $100 million in AUM
- Swan Wealth Advisors, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.