Data / Investment advisers / Ohio / Summit Financial Advisors, Inc.
Summit Financial Advisors, Inc., Middletown, OH: $233 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Summit Financial Advisors, Inc. is an SEC registered investment adviser with its main office in Middletown, Ohio and reports $233 million in regulatory assets under management in its Form ADV filed June 9, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management, fixed fees and commissions.
The request: Watch Summit Financial Advisors, Inc. (CRD number 145007): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 145007
- SEC file number
- 801-96206
- SEC status
- Approved, effective May 6, 2015
- Main office
- 300 N. Main Street Suite 500, Middletown, OH 45042
- Phone
- (513) 424-6300
- Website
- sfadvisorsinc.com
- Regulatory AUM
- $232,826,293 in the Form ADV filed June 9, 2026
- Discretionary AUM
- $230,951,737
- Non discretionary AUM
- $1,874,556
- Accounts
- 417
- Employees
- 4, of which 4 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees, commissions
- Other offices
- 1
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- June 9, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 47 | $207.2 million |
| Individuals (other than high net worth individuals) | 91 | $24.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| July 1, 2026 | $232.8 million | June 9, 2026 |
| December 1, 2025 | $199.4 million | June 17, 2025 |
Other advisers in Ohio
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Accent Capital Management, LLC | Centerville | $382.7 million | Not listed | adviserinfo.sec.gov |
| Dean Financial Services | Beavercreek | $382 million | Not listed | adviserinfo.sec.gov |
| Kirtland Hills Capital Management, LLC | Bratenahl | $382 million | Not listed | adviserinfo.sec.gov |
| Landing Point Financial Group | Avon | $381.3 million | Not listed | adviserinfo.sec.gov |
| JPS Financial, LLC | Westlake | $377 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Ohio
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Summit Financial Advisors, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.